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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 2
Notable Late filing notice — 10-K March 29, 2013

The Company has experienced a delay in completing the information necessary for inclusion in its December 31, 2012 Form 10-K Annual Report. The Company expects to file its Form 10-K Annual Report w...

Notable Late filing notice — 10-Q May 15, 2012

The Company has experienced a delay in completing the information necessary for inclusion in its December 31, 2011 Form 10-K Annual Report. The Company expects to file its Form 10-K Annual Report w...

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