Capital Raising

Registration statements are a company's standing capacity to issue securities — employee equity plans, shelf registrations it can draw on, and offerings. Frequent shelf takedowns can mean dilution; an S-1 is how a company first comes to market.

Effective Equity offering (S-1) File № 333-174887

Filed June 14, 2011 · effective January 31, 2012 at 10:00 am ET · 18 takedowns, latest January 17, 2024

View registration 12 amendments 8 post-effective amendments

Effective Equity offering (S-1) File № 333-206626

Filed August 27, 2015 · effective October 30, 2015 at 9:00 am ET · 11 takedowns, latest January 17, 2024

View registration 1 amendment 3 post-effective amendments

8 more registration filings behind a free account

See every share offering and shelf registration GWG Holdings, Inc. has filed, and what became of it.

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