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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 9
Notable Late filing notice — 10-K January 31, 2022

Because of the Registrant’s lack of funds during several years in the past, it was unable to comply with its reporting obligations under the Exchange Act. Consequently, this report will disclose an...

Notable Late filing notice — 10-Q September 14, 2021

The compilation, dissemination and review of the information required to be presented in the Form 10-Q for the quarter ending July 31, 2021 could not be completed and filed by the prescribed due da...

7 more red-flag filings behind a free account

See every red-flag filing PUGET TECHNOLOGIES, INC. has made, with the filing behind each one.

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