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Kadmon Holdings, Inc. SEC Filings

Filed On Filing
14 Feb 2022 SCHEDULE 13G (AMENDMENT NO. 1)
19 Nov 2021 15-12B
15 Nov 2021 EFFECT
15 Nov 2021 EFFECT
09 Nov 2021 Form 4: Miller-Rich Nancy, Director

Disposed of 133,339 Stock Option (right to buy) (Disposition to Issuer) ($768K)

09 Nov 2021 Form 4: Carver Kyle, SVP, CAO, Controller

Returned 15,420 shares to the issuer ($146K) · Disposed of 425,000 Stock Option (right to buy) (Disposition to Issuer) ($2.38M)

09 Nov 2021 Form 4: Bauer Eugene, Director

Returned 6,716 shares to the issuer ($63.8K) · Disposed of 335,086 Stock Option (right to buy) (Disposition to Issuer) ($2.03M)

09 Nov 2021 Form 4: Waksal Harlan, Director

Returned 177,945 shares to the issuer ($1.69M) · Acquired 655,000 Stock Appreciation Right (Disposition to Issuer) ($3.84M) · Acquired 982,500 Performance Stock Option(right to buy) (Disposition to Issuer) ($5.34M) · 2 more

09 Nov 2021 Form 4: Flowers Cynthia Louise, Director

Gave 20,150 shares as a gift · Returned 10,850 shares to the issuer ($103K) · Disposed of 346,944 Stock Option (right to buy) (Disposition to Issuer) ($2.19M)

09 Nov 2021 Form 4: Ryan John L, EVP, Chief Medical Officer

Disposed of 575,000 Stock Option (right to buy) (Disposition to Issuer) ($3.2M) · Disposed of 250 Equity Appreciation Rights Unit (Disposition to Issuer) ($875)

09 Nov 2021 Form 4: Kirsch Arthur S, Director

Returned 30,000 shares to the issuer ($285K) · Disposed of 346,112 Stock Option (right to buy) (Disposition to Issuer) ($2.19M)

09 Nov 2021 Form 4: Moss Gregory S., EVP, Gen. Coun. / CCO.

Returned 17,671 shares to the issuer ($168K) · Disposed of 75,000 Stock Appreciation Right (Disposition to Issuer) ($363K) · Disposed of 150,000 Performance Stock Option (right to buy) (Disposition to Issuer) ($879K) · 2 more

09 Nov 2021 Form 4: Meehan Steven, EVP, Chief Financial Officer

Returned 24,909 shares to the issuer ($237K) · Disposed of 1,970,000 Stock Option (right to buy) (Disposition to Issuer) ($11.5M)

09 Nov 2021 Form 4: Cohen David E, Director

Disposed of 346,944 Stock Option (right to buy) (Disposition to Issuer) ($2.19M)

09 Nov 2021 Form 4: Konidaris Tasos, Director

Disposed of 418,410 Stock Option (right to buy) (Disposition to Issuer) ($2.5M)

09 Nov 2021 8-K: Entry into a Material Definitive Agreement; Completion of Acquisition or Disposition of Assets +6 more

SECTION 1. Annual Meetings. The annual meeting of the stockholders of Kadmon Holdings, Inc. (the “Corporation”) for the election of directors and for the transaction of such other business as may properly come before the meeting shall be...

09 Nov 2021 S-8 POS
09 Nov 2021 S-8 POS
09 Nov 2021 S-8 POS
09 Nov 2021 S-8 POS

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