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SOPHIRIS BIO INC. SEC Filings

Filed On Filing
01 Sep 2022 SEC STAFF ACTION
29 Apr 2020 25-NSE
29 Apr 2020 8-K: Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation

If this box is checked, additional Borrowers ("Additional Borrowers") are listed in the Annex attached hereto (Borrower and such Additional Borrowers, collectively, "Borrower").

03 Apr 2020 8-K: Other Events

Sophiris Bio Inc. will not complete its financial audit for the year-ended December 31, 2019 in an effort to conserve its cash resources. The Company has not filed, nor is it planning to file its Annual Report on Form 10-K for the year-e...

31 Mar 2020 8-K: Changes in Registrant's Certifying Accountant

We have read the statements made by Sophiris Bio Inc. (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of Sophiris Bio Inc. dated March 31, 2020. We agree w...

11 Mar 2020 8-K: Notice of Delisting or Failure to Satisfy a Listing Rule

SAN DIEGO and VANCOUVER, British Columbia, March 10, 2020 – Sophiris Bio Inc. (NASDAQ: SPHS) (the "Company" or "Sophiris"), a biopharmaceutical company studying topsalysin (PRX302), a first-in-class, pore-forming protein, in late-stage c...

14 Feb 2020 SC 13G/A
27 Jan 2020 8-K: Notice of Delisting or Failure to Satisfy a Listing Rule

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

23 Dec 2019 Form 4: Slover Peter T, Chief Financial Officer

Granted 103,000 Common Stock (Right to Buy) ($37.1K)

23 Dec 2019 Form 4: Woods Randall E, Director

Granted 175,000 Common Stock (Right to Buy) ($63K)

23 Dec 2019 Form 4: Hulme Allison, Director

Granted 123,000 Common Stock (Right to Buy)

23 Dec 2019 8-K: Departure/Election of Directors or Officers; Compensation

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

13 Dec 2019 8-K: Departure/Election of Directors or Officers; Compensation

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

13 Dec 2019 8-K: Departure/Election of Directors or Officers; Compensation

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

09 Dec 2019 8-K: Notice of Delisting or Failure to Satisfy a Listing Rule

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

13 Nov 2019 FORM S-1
08 Nov 2019 FORM 10-Q
07 Nov 2019 8-K: Results of Operations and Financial Condition

SAN DIEGO and VANCOUVER, British Columbia, November 7, 2019 – Sophiris Bio Inc. (NASDAQ: SPHS), a biopharmaceutical company studying topsalysin (PRX302), a first-in-class, pore-forming protein, in late-stage clinical trials for the treat...

22 Oct 2019 8-K: Notice of Delisting or Failure to Satisfy a Listing Rule

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

08 Oct 2019 8-K/A: Submission of Matters to a Vote of Security Holders

As reported in the Original Current Report, at the Annual Meeting, a majority of the Company’s shareholders that voted on proposal 3 indicated a preference to hold, on an advisory basis, the Company’s future say-on-pay advisory vote on a...

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