Insider Transactions

What RCS Capital Corp's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	0	0
Sells	0	0
Total trades	0	0

Shares traded

	3 months	12 months
Acquired	0	0
Disposed	0	0
Net activity	+0	+0

See the story behind these numbers

View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
McMillen Charles Thomas	Director	Dec 18	Disposition to Issuer · D	−3,791	$11.21	−$42.5K	28,302
Brown Jeffrey J	Director	Dec 18	Disposition to Issuer · D	−3,791	$11.21	−$42.5K	23,346
Auerbach Mark	Director	Dec 18	Disposition to Issuer · D	−3,791	$11.21	−$42.5K	112,039
Auerbach Mark	Director	Dec 18	Disposition to Issuer · D	−1,070	$11.21	−$12K	115,830
Auerbach Mark	Director	Dec 18	Disposition to Issuer · D	−6,637	$11.30	−$75K	116,900
Auerbach Mark	Director	Dec 18	Disposition to Issuer · D	−4,424	$11.30	−$50K	123,537
Auerbach Mark	Director	Dec 18	Disposition to Issuer · D	−4,424	$11.30	−$50K	127,961
Wood Howell D	Director	Dec 18	Disposition to Issuer · D	−3,791	$11.21	−$42.5K	29,302
Schorsch Nicholas S	10% owner	Oct 14	Other Transaction · J	+898,372	—	—	21,090,475
Luxor Capital Group, Lp	10% owner	Oct 07	Other Transaction · J	+82,878	—	—	110,998
Luxor Capital Group, Lp	10% owner	Oct 07	Other Transaction · J	+218,705	—	—	292,908
Luxor Capital Group, Lp	10% owner	Oct 07	Other Transaction · J	+77,122	—	—	103,288
Luxor Capital Group, Lp	10% owner	Oct 07	Other Transaction · J	+1,035,971	—	—	1,387,461
Luxor Capital Group, Lp	10% owner	Oct 07	Other Transaction · J	+825,324	—	—	4,791,737
McMillen Charles Thomas	Director	Aug 18	Grant / award · A	+15,873	$2.52	+$40K	32,093
Brown Jeffrey J	Director	Aug 18	Grant / award · A	+15,873	$2.52	+$40K	27,137
Auerbach Mark	Director	Aug 18	Grant / award · A	+99,206	$2.52	+$250K	132,385
Wood Howell D	Director	Aug 18	Grant / award · A	+15,873	$2.52	+$40K	33,093
Schorsch Nicholas S	10% owner	Aug 13	Grant / award · A	+760,000	—	—	20,192,103
Weil Edward M Jr.	Chief Executive Officer	Aug 13	Grant / award · A	+91,340	—	—	1,239,669

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