| Filed On | Filing |
|---|---|
| 21 Aug 2023 | 15-12G |
| 10 Aug 2023 | EFFECT |
| 09 Aug 2023 |
Form 4: Ra Capital MANAGEMENT, L.p., Former 10% owners and Director and 4 others
Disposed of 7,856,612 shares (Tender Offer) · Disposed of 21,250 Stock Option (Right to Buy) (Disposition to Issuer) |
| 09 Aug 2023 | SC 13D/A |
| 09 Aug 2023 |
Form 4: Tetlow Sharon, Director
Returned 49,841 shares to the issuer · Disposed of 55,407 Stock Option (right to buy) (Disposition to Issuer) |
| 09 Aug 2023 |
Form 4: Simson Jake, Director
Disposed of 21,250 Stock Option (right to buy Common Stock) (Disposition to Issuer) |
| 09 Aug 2023 |
Form 4: Scopa James Paul, Director
Returned 40,921 shares to the issuer · Disposed of 55,407 Stock Option (right to buy) (Disposition to Issuer) |
| 09 Aug 2023 |
Form 4: Robertson Scott M., CFO & CBO
Returned 198,000 shares to the issuer · Disposed of 395,761 Stock Option (right to buy) (Disposition to Issuer) · Disposed of 18,750 Restricted Stock Units (Disposition to Issuer) |
| 09 Aug 2023 |
Form 4: Scheller Richard H, Director
Returned 8,427 shares to the issuer · Disposed of 75,606 Stock Option (right to buy) (Disposition to Issuer) |
| 09 Aug 2023 |
Form 4: Timothy Lu, CMO
Returned 152,285 shares to the issuer · Disposed of 347,820 Stock Option (right to buy) (Disposition to Issuer) · Disposed of 15,000 Restricted Stock Units (Disposition to Issuer) |
| 09 Aug 2023 |
Form 4: Judice Kevin, Director
Returned 799,685 shares to the issuer · Disposed of 985,126 Stock Option (right to buy) (Disposition to Issuer) · Disposed of 50,000 Restricted Stock Unit (RSU) (Disposition to Issuer) |
| 09 Aug 2023 |
Form 4: Jacobsen John R., CSO
Returned 147,497 shares to the issuer · Disposed of 340,106 Stock Option (right to buy) (Disposition to Issuer) · Disposed of 15,000 Restricted Stock Units (Disposition to Issuer) |
| 09 Aug 2023 |
Form 4: Doyle Mittie, Director
Disposed of 42,500 Stock Option (right to buy) (Disposition to Issuer) |
| 09 Aug 2023 |
Form 4: Bowers Lisa, Director
Disposed of 42,500 Stock Option (right to buy) (Disposition to Issuer) |
| 09 Aug 2023 | S-8 POS |
| 09 Aug 2023 | S-8 POS |
| 09 Aug 2023 | S-8 POS |
| 09 Aug 2023 | POSASR |
| 09 Aug 2023 | POS AM |
| 09 Aug 2023 | SC 14D9/A |
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