Focus Financial Partners Inc. 4 SEC Filings

Filed On	Filing
01 Sep 2023	Form 4: Adolf Ruediger, Director Acquired 556,177 Common Units in Focus Financial Partners, LLC (Option Exercise/Conversion) · Exercised 584,552 Common Units in Focus Financial Partners, LLC · Disposed of 139,410 Incentive Units in Focus Financial Partners, LLC (Disposition to Issuer)
01 Sep 2023	Form 4: Shanahan James, Chief Financial Officer Received 953,737 shares by exercise or conversion · Returned 953,737 shares to the issuer ($50.5M) · Disposed of 10,811 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($573K) · 3 more
01 Sep 2023	Form 4: Adolf Ruediger, Director Received 2,379,777 shares by exercise or conversion · Returned 2,379,777 shares to the issuer ($126M) · Disposed of 19,014 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($1.01M) · 3 more
01 Sep 2023	Form 4: Morganroth Greg S., Director Received 20,311 shares by exercise or conversion · Returned 20,311 shares to the issuer ($1.08M) · Acquired 15,937 Common Units in Focus Financial Partners LLC (Option Exercise/Conversion) · 1 more
01 Sep 2023	Form 4: LeMieux George, Director Received 9,611 shares by exercise or conversion · Returned 9,611 shares to the issuer ($509K) · Acquired 7,350 Common Units in Focus Financial Partners LLC (Option Exercise/Conversion)
01 Sep 2023	Form 4: McGranahan John Russell, General Counsel Received 413,124 shares by exercise or conversion · Returned 414,124 shares to the issuer ($21.9M) · Disposed of 6,679 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($354K) · 4 more
01 Sep 2023	Form 4: Neuhoff Elizabeth R., Director Received 9,611 shares by exercise or conversion · Returned 9,611 shares to the issuer ($509K) · Acquired 7,350 Common Units in Focus Financial Partners LLC (Option Exercise/Conversion)
01 Sep 2023	Form 4: Kodialam Rajini Sundar, Director Received 1,421,314 shares by exercise or conversion · Returned 1,421,314 shares to the issuer ($75.3M) · Disposed of 12,098 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($641K) · 2 more
01 Sep 2023	Form 4: Feliciani Joseph, Director Received 28,147 shares by exercise or conversion · Returned 28,147 shares to the issuer ($1.49M) · Acquired 23,773 Common Units in Focus Financial Partners LLC (Option Exercise/Conversion) · 1 more
01 Sep 2023	Form 4: Chang Leonard R., Sr. Managing Dir/Head of M&A Received 947,643 shares by exercise or conversion · Returned 947,643 shares to the issuer ($50.2M) · Disposed of 12,085 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($641K) · 2 more
31 Aug 2023	Form 4: Carey James D, Director Received 8,250,165 shares by exercise or conversion · Returned 16,048,975 shares to the issuer ($851M)
31 Aug 2023	Form 4: Stone Point Capital Llc, Director and 6 others Received 8,250,165 shares by exercise or conversion · Returned 16,048,975 shares to the issuer ($851M)
22 Dec 2022	Form 4: Kodialam Rajini Sundar, Director Disposed of 1,906 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($71.9K)
22 Dec 2022	Form 4: Chang Leonard R., Sr. Managing Dir/Head of M&A Disposed of 1,926 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($72.6K)
22 Dec 2022	Form 4: Shanahan James, Chief Financial Officer Disposed of 1,404 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($52.9K)
22 Dec 2022	Form 4: McGranahan John Russell, General Counsel Disposed of 757 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($28.5K)
22 Dec 2022	Form 4: Adolf Ruediger, Director Disposed of 1,798 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($67.8K)
14 Dec 2022	Form 4: Shanahan James, Chief Financial Officer Granted 33,240 Incentive Units in Focus Financial Partners, LLC · Granted 12,636 Common Units in Focus Financial Partners, LLC
14 Dec 2022	Form 4: Morganroth Greg S., Director Granted 5,948 Incentive Units in Focus Financial Partners, LLC · Granted 2,261 Common Units in Focus Financial Partners, LLC
14 Dec 2022	Form 4: LeMieux George, Director Granted 5,948 Incentive Units in Focus Financial Partners, LLC · Granted 2,261 Common Units in Focus Financial Partners, LLC

01 Sep 2023

Acquired 556,177 Common Units in Focus Financial Partners, LLC (Option Exercise/Conversion) · Exercised 584,552 Common Units in Focus Financial Partners, LLC · Disposed of 139,410 Incentive Units in Focus Financial Partners, LLC (Disposition to Issuer)

01 Sep 2023

Form 4: Shanahan James, Chief Financial Officer

Received 953,737 shares by exercise or conversion · Returned 953,737 shares to the issuer ($50.5M) · Disposed of 10,811 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($573K) · 3 more

01 Sep 2023

Form 4: Adolf Ruediger, Director

Received 2,379,777 shares by exercise or conversion · Returned 2,379,777 shares to the issuer ($126M) · Disposed of 19,014 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($1.01M) · 3 more

01 Sep 2023

Form 4: Morganroth Greg S., Director

Received 20,311 shares by exercise or conversion · Returned 20,311 shares to the issuer ($1.08M) · Acquired 15,937 Common Units in Focus Financial Partners LLC (Option Exercise/Conversion) · 1 more

01 Sep 2023

Form 4: LeMieux George, Director

Received 9,611 shares by exercise or conversion · Returned 9,611 shares to the issuer ($509K) · Acquired 7,350 Common Units in Focus Financial Partners LLC (Option Exercise/Conversion)

01 Sep 2023

Form 4: McGranahan John Russell, General Counsel

Received 413,124 shares by exercise or conversion · Returned 414,124 shares to the issuer ($21.9M) · Disposed of 6,679 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($354K) · 4 more

01 Sep 2023

Form 4: Neuhoff Elizabeth R., Director

Received 9,611 shares by exercise or conversion · Returned 9,611 shares to the issuer ($509K) · Acquired 7,350 Common Units in Focus Financial Partners LLC (Option Exercise/Conversion)

01 Sep 2023

Form 4: Kodialam Rajini Sundar, Director

Received 1,421,314 shares by exercise or conversion · Returned 1,421,314 shares to the issuer ($75.3M) · Disposed of 12,098 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($641K) · 2 more

01 Sep 2023

Form 4: Feliciani Joseph, Director

Received 28,147 shares by exercise or conversion · Returned 28,147 shares to the issuer ($1.49M) · Acquired 23,773 Common Units in Focus Financial Partners LLC (Option Exercise/Conversion) · 1 more

01 Sep 2023

Form 4: Chang Leonard R., Sr. Managing Dir/Head of M&A

Received 947,643 shares by exercise or conversion · Returned 947,643 shares to the issuer ($50.2M) · Disposed of 12,085 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($641K) · 2 more

31 Aug 2023

Form 4: Carey James D, Director

Received 8,250,165 shares by exercise or conversion · Returned 16,048,975 shares to the issuer ($851M)

31 Aug 2023

Form 4: Stone Point Capital Llc, Director and 6 others

Received 8,250,165 shares by exercise or conversion · Returned 16,048,975 shares to the issuer ($851M)

22 Dec 2022

Form 4: Kodialam Rajini Sundar, Director

Disposed of 1,906 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($71.9K)

22 Dec 2022

Form 4: Chang Leonard R., Sr. Managing Dir/Head of M&A

Disposed of 1,926 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($72.6K)

22 Dec 2022

Form 4: Shanahan James, Chief Financial Officer

Disposed of 1,404 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($52.9K)

22 Dec 2022

Form 4: McGranahan John Russell, General Counsel

Disposed of 757 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($28.5K)

22 Dec 2022

Form 4: Adolf Ruediger, Director

Disposed of 1,798 Common Units in Focus Financial Partners, LLC (Exercise Price / Tax Payment) ($67.8K)

14 Dec 2022

Form 4: Shanahan James, Chief Financial Officer

Granted 33,240 Incentive Units in Focus Financial Partners, LLC · Granted 12,636 Common Units in Focus Financial Partners, LLC

14 Dec 2022

Form 4: Morganroth Greg S., Director

Granted 5,948 Incentive Units in Focus Financial Partners, LLC · Granted 2,261 Common Units in Focus Financial Partners, LLC

14 Dec 2022

Form 4: LeMieux George, Director

Granted 5,948 Incentive Units in Focus Financial Partners, LLC · Granted 2,261 Common Units in Focus Financial Partners, LLC