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AveXis, Inc. SEC Filings

Filed On Filing
11 Jun 2018 SC 13G/A
06 Jun 2018 CT ORDER
04 Jun 2018 15-12B
22 May 2018 EFFECT
17 May 2018 AVEXIS, INC.
16 May 2018 CT ORDER
15 May 2018 Form 3: Novartis Ag, 10% owner

Holds 36,816,476 shares of Common Stock, par value $0.0001

15 May 2018 Form 4: Welch Daniel G, Director

Acquired 1,106 shares (Disposition to Issuer) · Disposed of 40,911 Stock Option (Right to Buy) (Disposition to Issuer)

15 May 2018 Form 4: Verwiel Frank, Director

Returned 1,106 shares to the issuer · Disposed of 31,855 Stock Option (Right to Buy) (Disposition to Issuer)

15 May 2018 Form 4: Smith Lori J., SVP-Chief Human Resource Off.

Returned 2,308 shares to the issuer · Disposed of 35,558 Stock Option (Right to Buy) (Disposition to Issuer)

15 May 2018 Form 4: Siffert Joao Md, Director

Returned 1,106 shares to the issuer · Disposed of 10,660 Stock Option (Right to Buy) (Disposition to Issuer)

15 May 2018 Form 4: Session R.a. Ii, Sr. VP, Corp Strategy

Returned 1,667 shares to the issuer · Disposed of 43,804 Stock Option (Right to Buy) (Disposition to Issuer)

15 May 2018 Form 4: Nolan Sean P., Director

Returned 11,000 shares to the issuer · Disposed of 978,300 Stock Option (Right to Buy) (Disposition to Issuer)

15 May 2018 Form 4: Nagendran Sukumar, Sr. VP & Chief Medical Officer

Returned 3,800 shares to the issuer · Disposed of 256,444 Stock Option (Right to Buy) (Disposition to Issuer) · Granted 9,906 Performance Stock Units (Right to Buy) · 1 more

15 May 2018 Form 4: Modi Rick, Chief Business Officer

Returned 2,500 shares to the issuer · Disposed of 78,940 Stock Option (Right to Buy) (Disposition to Issuer)

15 May 2018 Form 4: Manning Paul B, Director

Returned 1,455,205 shares to the issuer · Disposed of 31,855 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 240,632 Warrant (Right to Buy) (Disposition to Issuer)

15 May 2018 Form 4: Litalien James J, SrVP/Chief Reg&Quality Officer

Returned 3,800 shares to the issuer · Disposed of 222,377 Stock Option (Right to Buy) (Disposition to Issuer) · Granted 9,154 Performance Stock Units (Right to Buy) · 1 more

15 May 2018 Form 4: Koh Bong Y, Director

Returned 1,036,763 shares to the issuer · Disposed of 31,855 Stock Option (Right to Buy) (Disposition to Issuer)

15 May 2018 Form 4: Knudten Andrew F., SrVP/Manufacture&Supply Chain

Returned 8,800 shares to the issuer · Disposed of 222,377 Stock Option (Right to Buy) (Disposition to Issuer) · Granted 8,778 Performance Stock Option (Right to Buy) · 1 more

15 May 2018 S-8 POS

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