CION Ares Diversified Credit Fund 3 SEC Filings

Filed On	Filing
09 Oct 2026	Form 3: Thrivent Financial For Lutherans, 10% owner Holds 1,090,000 shares of Series C Mandatory Redeemable Preferred Shares
06 Apr 2026	Form 3: Milner Samantha, Vice President No securities owned
19 May 2025	Form 3: Kissane Karin E., Director No securities owned
29 May 2024	Form 3: Northwestern Mutual Life Insurance Co, 10% owner Holds 1,240,000 shares of Series F Mandatory Redeemable Preferred Shares
04 Jan 2024	Form 3: Smith Michael Lewis, Vice President No securities owned
19 Aug 2022	Form 3: Orr Elaine, Director No securities owned
14 Jan 2022	Form 3: Principal Life Insurance Co, 10% owner Holds 2,080,000 shares of Mandatory Redeemable Preferreds
08 Oct 2021	Form 3: Thrivent Financial For Lutherans, 10% owner No securities owned
02 Aug 2021	Form 3: Sun Life Assurance Co of Canada, 10% owner and 1 other Holds 280,000 shares of Series A Mandatory Redeemable Preferred Shares
02 Aug 2021	Form 3: Apollo Management Holdings GP, Llc, 10% owner and 9 others Holds 24,000,000 shares of Mandatory Redeemable Preferred Stock 7/30/2026
11 May 2021	Form 3: Morgan Lisa A, CCO No securities owned
16 Nov 2020	Form 3: Perlowitz Jeffrey A., Director No securities owned
11 Jun 2019	Form 3: Sagati Aghili Naseem, VP & Assistant Secretary No securities owned
27 Nov 2018	Form 3: Atherton John R, VP and Assistant Secretary No securities owned
19 Nov 2018	Form 3: Early Kevin, Vice President No securities owned
25 Oct 2018	Form 3: Dennis Michael, Vice President No securities owned
25 Oct 2018	Form 3: Jacobson Blair, Vice President No securities owned
16 Oct 2018	Form 3: Fitzgerald Ian, VP & Assistant Secretary No securities owned
10 Jul 2017	Form 3: Krieger Miriam G, CCO & AML Officer No securities owned
01 Dec 2016	Form 3: Roll Penelope F, Chief Financial Officer No securities owned

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