CION Ares Diversified Credit Fund 4 SEC Filings

Filed On	Filing
08 Jul 2026	Form 4: Thrivent Financial For Lutherans, under 10% Bought 450,000 shares ($10.5M)
03 Jun 2026	Form 4: Thrivent Financial For Lutherans, 10% owner Disposed of 600,000 shares (Other Transaction) ($15M)
16 Jan 2025	Form 4: Northwestern Mutual Life Insurance Co, 10% owner Bought 1,240,000 shares ($31M) · Bought 400,000 shares ($10M) · Bought 1,680,000 shares ($42M) · 2 more
23 May 2024	Form 4: Thrivent Financial For Lutherans, 10% owner Bought 800,000 shares ($20M)
05 Jun 2023	Form 4: Apollo Management Holdings GP, Llc, 10% owner and 2 others Received 560,000 shares as a grant or award ($14M)
05 Jun 2023	Form 4: Apollo Management Holdings GP, Llc, 10% owner and 9 others Received 560,000 shares as a grant or award ($14M)
02 Jun 2023	Form 4: Thrivent Financial For Lutherans, 10% owner Bought 600,000 shares ($15M)
11 Jan 2022	Form 4: Apollo Management Holdings GP, Llc, 10% owner and 9 others Received 800,000 shares as a grant or award ($20M)
07 Jan 2022	Form 4: Thrivent Financial For Lutherans, 10% owner Bought 360,000 shares ($9M)
04 Oct 2021	Form 4: Sun Life Assurance Co of Canada, Former 10% Owner and 1 other Bought 80,000 shares ($2M) · Bought 800,000 shares ($20M)
17 Apr 2020	Form 4: Cion Ares Management, Llc, 10% owner Bought 45.893 shares ($1K)
29 Jul 2019	Form 4: Cion Ares Management, Llc, 10% owner Bought 38.67 shares ($1K)
21 Dec 2018	Form 4: Cion Ares Management, Llc, 10% owner Bought 39.857 shares ($1K)
06 Nov 2017	Form 4: Cion Ares Management, Llc, 10% owner Bought 39.635 shares ($1K)
10 Oct 2017	Form 4: Cion Ares Management, Llc, 10% owner Bought 40.064 shares ($1K)
10 Oct 2017	Form 4: Cion Ares Management, Llc, 10% owner Bought 40.064 shares ($1K)
14 Feb 2017	Form 4: Cion Ares Management, Llc, 10% owner Bought 36,000 shares ($900K)

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