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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 7 Delistings · 1
Warning Delisting — Nasdaq Stock Market LLC June 28, 2024
Notable Late filing notice — 10-Q May 16, 2024

The Registrant could not complete the filing of its Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2024 (the “Form 10-Q”) due to a delay in obtaining and compiling information...

6 more red-flag filings behind a free account

See every red-flag filing Applied UV, Inc. has made, with the filing behind each one.

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