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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 2
Notable Late filing notice — 10-K December 31, 2024

Tanico Inc. (the “Company”) is unable to file, without unreasonable effort or expense, its Annual Report on Form 10-K for the fiscal year ended September 30, 2024 (the “2024 Form 10-K”) within the ...

Notable Late filing notice — 10-Q May 12, 2023

(Attach extra sheets if needed.) The Registrant is unable to file the subject report in a timely manner because the Registrant was not able to complete timely its financial statements without unrea...

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