What XAI CLO & Income Opportunities Fund's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 4 |
| Sells | 0 | 0 |
| Total trades | 0 | 4 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 0 | 0 |
| Disposed | 0 | 0 |
| Net activity | +0 | +0 |
Common stock only — 4 reported trades in the last 12 months are in a security these totals do not cover.
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Brombach Theodore J | President and CEO | Jun 01 | Open-market buy · P | +200,000 | — | — | 2,000,000 |
| Brombach Theodore J | President and CEO | Jun 01 | Open-market buy · P | +100,000 | — | — | 1,000,000 |
| Spence John Yogi | Adviser Personnel | Jun 01 | Open-market buy · P | +100,000 | — | — | 1,000,000 |
| Spence John Yogi | Adviser Personnel | Jun 01 | Open-market buy · P | +200,000 | — | — | 2,000,000 |
| Boger Maegan Gallagher | Insider | Sep 30 | Grant / award · A | +148 | $25.00 | +$3.7K | 22,355 |
| Law Lauren Kristen | Insider | Sep 30 | Grant / award · A | +74 | $25.00 | +$1.85K | 11,198 |
| Mohr Gretchen Mae | Insider | Sep 30 | Grant / award · A | +148 | $25.00 | +$3.7K | 22,330 |
| Boger Maegan Gallagher | Insider | Aug 29 | Grant / award · A | +153 | $24.99 | +$3.82K | 22,206 |
| Law Lauren Kristen | Insider | Aug 29 | Grant / award · A | +77 | $24.99 | +$1.92K | 11,124 |
| Mohr Gretchen Mae | Insider | Aug 29 | Grant / award · A | +153 | $24.99 | +$3.82K | 22,182 |
| Boger Maegan Gallagher | Insider | Aug 01 | Grant / award · A | +200 | $25.09 | +$5.03K | 22,053 |
| Law Lauren Kristen | Insider | Aug 01 | Grant / award · A | +100 | $25.09 | +$2.52K | 11,047 |
| Mohr Gretchen Mae | Insider | Aug 01 | Grant / award · A | +200 | $25.09 | +$5.02K | 22,029 |
| Boger Maegan Gallagher | Insider | Jul 01 | Grant / award · A | +190 | $25.06 | +$4.77K | 21,853 |
| Law Lauren Kristen | Insider | Jul 01 | Grant / award · A | +95 | $25.06 | +$2.39K | 10,947 |
| Mohr Gretchen Mae | Insider | Jul 01 | Grant / award · A | +190 | $25.06 | +$4.76K | 21,829 |
| Boger Maegan Gallagher | Insider | Jun 02 | Grant / award · A | +176 | $25.05 | +$4.4K | 21,663 |
| Law Lauren Kristen | Insider | Jun 02 | Grant / award · A | +88 | $25.05 | +$2.21K | 10,852 |
| Mohr Gretchen Mae | Insider | Jun 02 | Grant / award · A | +176 | $25.05 | +$4.4K | 21,639 |
| Boger Maegan Gallagher | Insider | May 01 | Grant / award · A | +180 | $24.32 | +$4.37K | 21,487 |
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