UQM TECHNOLOGIES INC 4 SEC Filings

Filed On	Filing
15 Jul 2019	Form 4: Mitchell Joseph R, President and CEO Gave up 5,806 shares to cover exercise price or tax ($3.95K)
15 Jul 2019	Form 4: Rosenthal David, Treasurer and Secretary Gave up 2,501 shares to cover exercise price or tax ($1.7K)
15 Jul 2019	Form 4: Schaffer Adrian P, Sr. Vice President of Sales Gave up 1,477 shares to cover exercise price or tax ($1K)
15 Jul 2019	Form 4: Ley Joshua Marc, Vice President of Engineering Gave up 1,162 shares to cover exercise price or tax ($790)
23 Apr 2019	Form 4: Ley Joshua Marc, Vice President of Engineering Gave up 2,068 shares to cover exercise price or tax ($2.59K)
23 Apr 2019	Form 4: Schaffer Adrian P, Sr. Vice President of Sales Gave up 2,568 shares to cover exercise price or tax ($3.21K)
23 Apr 2019	Form 4: Rosenthal David, Treasurer and Secretary Gave up 3,887 shares to cover exercise price or tax ($4.86K)
14 Aug 2018	Form 4: Roy Stephen J, Director Acquired 0 shares (Other Transaction) · Disposed of 14,789 call options (Other Transaction)
03 Aug 2018	Form 4: Vanlandingham Donald W, Director Received 0 shares as a grant or award · Disposed of 58,095 call options (Other Transaction)
23 Jul 2018	Form 4: Ley Joshua Marc, Vice President of Engineering Received 0 shares as a grant or award · Disposed of 5,742 call options (Other Transaction)
16 Jul 2018	Form 4: Ley Joshua Marc, Vice President of Engineering Gave up 1,140 shares to cover exercise price or tax ($1.11K) · Acquired 0 call options (Open Market Purchase)
16 Jul 2018	Form 4: Schaffer Adrian P, Sr. Vice President of Sales Gave up 1,338 shares to cover exercise price or tax ($1.3K) · Acquired 0 call options (Open Market Purchase)
16 Jul 2018	Form 4: Rosenthal David, Treasurer and Secretary Gave up 2,501 shares to cover exercise price or tax ($2.43K) · Acquired 0 call options (Open Market Purchase)
16 Jul 2018	Form 4: Mitchell Joseph R, President and CEO Gave up 5,806 shares to cover exercise price or tax ($5.63K) · Acquired 0 call options (Open Market Purchase)
01 May 2018	Form 4: Rosenthal David, Treasurer and Secretary Received 0 shares as a grant or award · Disposed of 14,000 call options (Other Transaction)
27 Apr 2018	Form 4: Ley Joshua Marc, Vice President of Engineering Received 16,640 shares as a grant or award ($20.8K) · Granted 87,579 call options
27 Apr 2018	Form 4: Schaffer Adrian P, Sr. Vice President of Sales Received 21,896 shares as a grant or award ($27.4K) · Granted 115,243 call options
27 Apr 2018	Form 4: Rosenthal David, Treasurer and Secretary Received 27,007 shares as a grant or award ($33.8K) · Granted 142,143 call options
27 Apr 2018	Form 4: Mitchell Joseph R, President and CEO Received 56,000 shares as a grant or award ($70K) · Granted 294,737 call options
27 Apr 2018	Form 4: Sellinger Joseph P, Director Received 11,200 shares as a grant or award ($14K) · Granted 20,000 call options

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