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UQM TECHNOLOGIES INC 4/A SEC Filings

Filed On Filing
19 Dec 2017 Form 4/A: Vanlandingham Donald W, Director

Received 6,839 shares as a grant or award · Granted 10,706 call options

13 Jul 2016 Form 4/A: Ley Joshua Marc, Vice President of Engineering

Acquired 0 shares (Exercise Price / Tax Payment)

13 Aug 2014 Form 4/A: Lutz Jon, Vice President of Engineering

Gave up 4,731 shares to cover exercise price or tax ($9.75K)

07 Jul 2014 Form 4/A: Lutz Jon, Vice President of Engineering

Gave up 2,366 shares to cover exercise price or tax ($5.3K)

07 Jul 2014 Form 4/A: Ridenour Eric, Director

Gave up 9,439 shares to cover exercise price or tax ($21.1K)

28 Feb 2014 Form 4/A: Lutz Jon, Vice President of Engineering

Disposed of 20,000 call options (Other Transaction)

28 Aug 2012 Form 4/A: Rankin William G, Director

Received 21,519 shares as a grant or award · Granted 96,296 call options

14 Jun 2012 Form 4/A: Rankin William G, Director

Disposed of 76,000 call options (Other Transaction)

18 Jul 2011 Form 4/A: Lutz Jon, Vice President of Engineering

Received 20,729 shares as a grant or award ($49.7K) · Granted 29,264 call options

10 Jun 2011 Form 4/A: Rankin William G, Director

Disposed of 90,000 call option (Other Transaction)

10 Jun 2011 Form 4/A: Rankin William G, Director

Received 7,903 shares as a grant or award ($15.2K) · Granted 19,697 call options

23 Feb 2011 Form 4/A: Lutz Jon, Vice President of Technology

Received 25,000 shares by exercise or conversion ($54.5K) · Sold 29,933 shares ($108K)

01 Sep 2010 Form 4/A: French Donald A, Director

Gave up 10,754 shares to cover exercise price or tax ($28.3K)

01 Sep 2010 Form 4/A: Rankin William G, Director

Gave up 20,681 shares to cover exercise price or tax ($54.4K)

22 Mar 2010 Form 4/A: Rankin William G, Director

Sold 56,618 shares ($255K)

14 Aug 2009 Form 4/A: Rankin William G, Director

Sold 10,000 shares ($52.5K) · Received 10,000 shares by exercise or conversion ($24.1K)

10 Apr 2002 Form 4/A
03 Jan 2002 Form 4/A
27 Jul 1998 Form 4/A

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