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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 6 Delistings · 1
Warning Late filing notice — 10-Q May 14, 2010

Due to the pending restatement of the Company's previously issued financial statements as of and for the three months ended September 30, 2009, as included in the Company's Quarterly Report on Form...

Warning Late filing notice — 10-K April 02, 2010

As previously announced and as described in Form 8-K of MDI, Inc. (the “Company”) dated March 22, 2010, on February 11, 2010 the Company retained the services of Padgett Stratemann & Co. LLP, Certi...

5 more red-flag filings behind a free account

See every red-flag filing MDI, INC. has made, with the filing behind each one.

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