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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 8 Delistings · 1 Deregistrations · 1
Warning Delisting — NASDAQ Stock Market LLC January 04, 2008
Notable Late filing notice — 10-Q September 11, 2007

The Company is unable to complete its report on Form 10-Q for the quarter ended July 28, 2007, which is primarily due to the Registrant's need to finalize the financial statements necessary for suc...

8 more red-flag filings behind a free account

See every red-flag filing HARVEY ELECTRONICS INC has made, with the filing behind each one.

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