What LEGG MASON, INC.'s executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 0 |
| Sells | 0 | 0 |
| Total trades | 0 | 0 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 0 | 0 |
| Disposed | 0 | 0 |
| Net activity | +0 | +0 |
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Merchant Thomas C | Exec VP & General Counsel | Jul 31 | Disposition to Issuer · D | −92,270 | — | — | 0 |
| Angelica Robert E | Director | Jul 31 | Disposition to Issuer · D | −27,772 | — | — | 0 |
| Davidson Carol Anthony | Director | Jul 31 | Disposition to Issuer · D | −3,000 | — | — | 0 |
| Quirk Alison A. | Director | Jul 31 | Disposition to Issuer · D | −6,229 | — | — | 0 |
| Hooley Stephen C | Director | Jul 31 | Disposition to Issuer · D | −3,396 | — | — | 0 |
| Johnson Terence | Executive Vice President | Jul 31 | Disposition to Issuer · D | −156,587 | — | — | 0 |
| Lattin Patricia | Executive Vice President | Jul 31 | Disposition to Issuer · D | −43,634 | — | — | 0 |
| Sullivan Joseph A | Chairman, President & CEO | Jul 31 | Disposition to Issuer · D | −6,665 | — | — | 0 |
| Sullivan Joseph A | Chairman, President & CEO | Jul 31 | Disposition to Issuer · D | −702,646 | — | — | 0 |
| Nachtwey Peter | Sr. Executive VP & CFO | Jul 31 | Disposition to Issuer · D | −176,586 | — | — | 0 |
| Murphy John V | Director | Jul 31 | Disposition to Issuer · D | −31,450 | — | — | 0 |
| Merchant Thomas C | Exec VP & General Counsel | Jun 26 | Gift · G | −1,000 | — | — | 92,270 |
| Quirk Alison A. | Director | Jun 26 | Gift · G | −1,008 | — | — | 6,229 |
| Sullivan Joseph A | Chairman, President & CEO | Jun 10 | Open-market sale · S | −648,178 | $49.98 | −$32.4M | 702,646 |
| Sullivan Joseph A | Chairman, President & CEO | Jun 10 | Exercise / conversion · M | +202,861 | $31.46 | +$6.38M | 1,350,824 |
| Sullivan Joseph A | Chairman, President & CEO | Jun 10 | Exercise / conversion · M | +44,518 | $35.16 | +$1.57M | 1,147,963 |
| Sullivan Joseph A | Chairman, President & CEO | Jun 10 | Exercise / conversion · M | +149,290 | $47.64 | +$7.11M | 1,103,445 |
| Sullivan Joseph A | Chairman, President & CEO | Jun 10 | Exercise / conversion · M | +211,735 | $31.24 | +$6.61M | 954,155 |
| Sullivan Joseph A | Chairman, President & CEO | Jun 10 | Exercise / conversion · M | +149,460 | $37.64 | +$5.63M | 742,420 |
| Sullivan Joseph A | Chairman, President & CEO | Jun 09 | Open-market sale · S | −16,634 | $50.04 | −$832K | 592,960 |
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