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SVB FINANCIAL GROUP 4/A SEC Filings

Filed On Filing
20 Mar 2018 Form 4/A: Becker Gregory W, President and CEO

Sold 4,500 shares ($1.1M)

02 Jul 2013 Form 4/A: Cox Philip C, Head EMEA India & President,UK

Gave up 102 shares to cover exercise price or tax ($7.25K)

02 Jul 2013 Form 4/A: Cox Philip C, Head EMEA India & President,UK

Gave up 169 shares to cover exercise price or tax ($12K)

02 Jul 2013 Form 4/A: Cox Philip C, Head EMEA India & President,UK

Gave up 184 shares to cover exercise price or tax ($12.7K)

29 Apr 2013 Form 4/A: Verissimo Marc J, Chief Strategy Officer

Received 8,016 shares by exercise or conversion ($404K) · Sold 8,016 shares ($531K)

28 Feb 2013 Form 4/A: Kellogg Harry W Jr, Vice Chairman

Received 1,000 shares by exercise or conversion ($52.7K) · Sold 1,000 shares ($66.2K)

15 Feb 2013 Form 4/A: Dent Mary, General Counsel

Received 3,611 shares by exercise or conversion · Gave up 1,325 shares to cover exercise price or tax ($74.2K) · Received 104 shares as a grant or award ($4.95K)

08 Mar 2011 Form 4/A: Dent Mary, General Counsel

Acquired 571 shares (Other Transaction) ($12.7K)

08 Feb 2011 Form 4/A: Wilcox Kenneth P, Director

Sold 6,000 shares ($315K)

08 Feb 2011 Form 4/A: Wilcox Kenneth P, CEO

Received 30,000 shares by exercise or conversion ($1.1M) · Sold 24,000 shares ($1.25M)

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