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SVB FINANCIAL GROUP 5 SEC Filings

Filed On Filing
08 Feb 2023 Form 5: Hon Karen, Chief Accounting Officer

Received 36 shares as a grant or award ($12.1K)

08 Feb 2021 Form 5: Hon Karen, Chief Accounting Officer

Received 98 shares as a grant or award ($18K)

06 Feb 2019 Form 5: Husain Kamran F, Chief Accounting Officer

Received 105 shares as a grant or award ($21.2K)

17 Feb 2015 Form 5: Svb Financial Group, 10% owner · ISC8 INC. /DE

Holds 34,533,213 Warrant (Right to Buy)

14 Feb 2014 Form 5: Cox Philip C, Head EMEA India & President,UK

Received 42 shares as a grant or award ($3.07K)

13 Feb 2013 Form 5: Parsons Joan, Head of US Bankiing

Gave 100 shares as a gift ($5.6K) · Gave 125 shares as a gift ($5.96K)

11 Feb 2013 Form 5: Parsons Joan, Head of US Bankiing

Gave 100 shares as a gift ($5.6K)

15 Feb 2012 Form 5: Dennehy Brian, Head of Marketing

Disposed of 1,500 Performance Based Restricted Stock Unit (Other Transaction)

15 Feb 2012 Form 5: China John, Head of Relationship Mgmt

Disposed of 1,000 Performance Based Restricted Stock Unit (Other Transaction)

15 Feb 2012 Form 5: Wallace Bruce, COO

Disposed of 2,000 Performance Based Restricted Stock Unit (Other Transaction)

15 Feb 2012 Form 5: Parsons Joan, Head of US Banking

Disposed of 3,000 Performance Based Restricted Stock Unit (Other Transaction)

15 Feb 2012 Form 5: Verissimo Marc J, Chief Strategy Officer

Disposed of 3,000 Performance Based Restricted Stock Unit (Other Transaction)

15 Feb 2012 Form 5: Kellogg Harry W Jr, Vice Chairman

Disposed of 3,000 Performance Based Restricted Stock Unit (Other Transaction)

15 Feb 2012 Form 5: Jones David A, Chief Credit Officer

Disposed of 4,000 Performance Based Restricted Stock Unit (Other Transaction)

15 Feb 2012 Form 5: Edmonds-Waters Christopher, Head of HR

Disposed of 2,000 Performance Based Restricted Stock Units (Other Transaction)

15 Feb 2012 Form 5: Descheneaux Michael, CFO

Disposed of 6,000 Performance Based Restricted Stock Unit (Other Transaction)

15 Feb 2012 Form 5: Dent Mary, General Counsel

Disposed of 3,000 Performance Based Restricted Stock Unit (Other Transaction)

15 Feb 2012 Form 5: Becker Gregory W, Pres and CEO

Disposed of 9,000 Performance Based Restricted Stock Unit (Other Transaction)

14 Feb 2011 Form 5: Edmonds-Waters Christopher, Head of HR

Received 1,312 shares by exercise or conversion ($56.3K) · Acquired 1,312 shares (Open Market Sale) ($60.6K)

14 Feb 2011 Form 5: Becker Gregory W, Pres SiliconValleyBank

Acquired 154 shares (Other Transaction)

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