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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 4 Deregistrations · 1
Warning Deregistration (Form 15) February 14, 2003
Notable Late filing notice — 10-K September 30, 2002

(Attach extra sheets if needed.) On September 6, 2002, IntelliCorp, Inc. (the “Registrant”) and a wholly owned subsidiary, Megaknowledge, Inc., filed voluntary petitions for relief under Chapter 11...

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See every red-flag filing INTELLICORP INC has made, with the filing behind each one.

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