Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.
The Registrant is currently reviewing an affiliate transaction, entered into in late 2004, involving (i) the Registrant, (ii) a subsidiary, The Travelers Life and Annuity Company ("TLAC"), and (iii...
Loading...
