| Filed On | Filing |
|---|---|
| 29 Apr 2019 | 15-12G |
| 25 Apr 2019 | EFFECT |
| 25 Apr 2019 | EFFECT |
| 25 Apr 2019 | EFFECT |
| 25 Apr 2019 | EFFECT |
| 25 Apr 2019 | EFFECT |
| 22 Apr 2019 |
Form 4: Thomas, McNerney & Partners Ii L.p., 10% owner and 3 others
Received 10,859,002 shares by conversion ($25.9M) · Returned 12,464,002 shares to the issuer ($30.5M) |
| 22 Apr 2019 |
Form 4: Baird Jeffery A, Chief Financial Officer
Returned 304,418 shares to the issuer ($746K) · Disposed of 225,000 Stock Option (Disposition to Issuer) |
| 22 Apr 2019 |
Form 4: Gamelin John, Vice President, R&D
Returned 186,078 shares to the issuer ($456K) · Disposed of 260,000 Stock Option (Disposition to Issuer) |
| 22 Apr 2019 |
Form 4: Molloy Paul A, Director
Returned 42,500 shares to the issuer ($104K) · Disposed of 45,000 Stock Option (Disposition to Issuer) |
| 22 Apr 2019 |
Form 4: Milinazzo Alan, Director
Returned 42,500 shares to the issuer ($104K) · Disposed of 45,000 Stock Option (Disposition to Issuer) |
| 22 Apr 2019 |
Form 4: Patton Thomas M, Director
Returned 1,080,889 shares to the issuer · Disposed of 810,000 Stock Option (Disposition to Issuer) |
| 22 Apr 2019 |
Form 4: Thomas James E, Director
Disposed of 15,000 Stock Option (Disposition to Issuer) · Returned 63,454 shares to the issuer ($155K) · Disposed of 50,000 Stock Option (Disposition to Issuer) |
| 22 Apr 2019 |
Form 4: Tune Kathleen A, Director
Returned 63,454 shares to the issuer ($155K) · Disposed of 65,000 Stock Option (Disposition to Issuer) |
| 22 Apr 2019 |
Form 4: Rainey Gregory P, Director
Returned 70,431 shares to the issuer ($173K) · Disposed of 65,000 Stock Option (Disposition to Issuer) |
| 22 Apr 2019 |
Form 4: Benni Paul, Chief Scientific Officer
Returned 177,379 shares to the issuer ($435K) · Disposed of 195,000 Stock Option (Disposition to Issuer) |
| 22 Apr 2019 |
Form 4: Weisshaar Kenneth R, Director
Returned 70,303 shares to the issuer ($172K) · Disposed of 65,000 Stock Option (Disposition to Issuer) |
| 22 Apr 2019 | SC 13D/A |
| 22 Apr 2019 | SC 13D/A |
| 18 Apr 2019 |
Form 4: Edwards Lifesciences Holding, Inc., 10% owner and 1 other
Acquired 40,049,789 shares (Other Transaction) |
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