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Yuma Energy, Inc. 4 SEC Filings

Filed On Filing
20 Oct 2016 Form 4: Christmas James W, Director

Received 420,345 shares as a grant or award

20 Oct 2016 Form 4: Morris Ben T, Director

Received 367,802 shares as a grant or award

20 Oct 2016 Form 4: Stoneburner Richard K, Director

Received 420,345 shares as a grant or award

20 Oct 2016 Form 4: McKinney Paul D., EVP and COO

Received 420,765 shares as a grant or award · Gave up 115,079 shares to cover exercise price or tax ($27.6K)

20 Oct 2016 Form 4: Lodzinski Frank Alan, Director

Received 420,345 shares as a grant or award

20 Oct 2016 Form 4: Jacobs James J, Chief Financial Officer

Received 264,481 shares as a grant or award · Gave up 98,784 shares to cover exercise price or tax ($23.7K)

20 Oct 2016 Form 4: Banks Sam L., Director

Received 510,929 shares as a grant or award · Gave up 190,832 shares to cover exercise price or tax ($45.8K)

19 Oct 2016 Form 4: McKinney Paul D., EVP and COO

Gave up 13,332 shares to cover exercise price or tax ($2.8K)

15 Jul 2016 Form 4: Jacobs James J, Chief Financial Officer

Gave up 10,858 shares to cover exercise price or tax ($3.04K)

12 Jul 2016 Form 4: Jacobs James J, Chief Financial Officer

Gave up 39,810 shares to cover exercise price or tax ($10.4K)

12 Jul 2016 Form 4: McKinney Paul D., EVP and COO

Gave up 56,935 shares to cover exercise price or tax ($14.8K)

12 Jul 2016 Form 4: Banks Sam L., Director

Gave up 86,752 shares to cover exercise price or tax ($22.6K)

07 Oct 2015 Form 4: Banks Sam L., Director

Received 127,345 shares as a grant or award

07 Oct 2015 Form 4: Sprunger Kirk F., Chief Financial Officer

Received 70,060 shares as a grant or award

20 Aug 2015 Form 4: Banks Sam L., Director

Received 569,455 shares as a grant or award · Granted 570,595 Stock Appreciation Right

20 Aug 2015 Form 4: McKinney Paul D., EVP and COO

Received 468,595 shares as a grant or award · Granted 469,534 Stock Appreciation Right

20 Aug 2015 Form 4: Sprunger Kirk F., Chief Financial Officer

Received 313,289 shares as a grant or award · Granted 313,917 Stock Appreciation Right

22 May 2015 Form 4: Banks Sam L., Director

Gave up 10,357 shares to cover exercise price or tax ($8.8K)

22 May 2015 Form 4: Sprunger Kirk F., Chief Financial Officer

Gave up 3,866 shares to cover exercise price or tax ($3.29K)

20 May 2015 Form 4: Banks Sam L., Director

Returned 30,740 shares to the issuer ($28.3K)

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