Yuma Energy, Inc. SEC Filings

Filed On	Filing
05 Dec 2016	SANDERS MORRIS HARRIS LLC
05 Dec 2016	SANDERS MORRIS HARRIS LLC
05 Dec 2016	SANDERS MORRIS HARRIS LLC
15 Nov 2016	QUARTERLY REPORT AMENDMENT NO. 1
14 Nov 2016	QUARTERLY REPORT
14 Nov 2016	8-K: Results of Operations and Financial Condition
14 Nov 2016	8-K: Results of Operations and Financial Condition
08 Nov 2016	Form 3/A: Mesdag Willem, 10% owner and 7 others No securities owned
07 Nov 2016	Form 3: Bain Capital Credit MEMBER, Llc, 10% owner and 1 other Holds 1,607,301 shares of Common Stock
07 Nov 2016	Form 3: Mesdag Willem, 10% owner and 7 others Holds 2,525,052 shares of Common Stock
01 Nov 2016	8-K: Completion of Acquisition or Disposition of Assets; Notice of Delisting or Failure to Satisfy a Listing Rule +4 more
28 Oct 2016	25-NSE
28 Oct 2016	25-NSE
21 Oct 2016	8-K: Departure/Election of Directors or Officers; Compensation
20 Oct 2016	Form 4: Christmas James W, Director Received 420,345 shares as a grant or award
20 Oct 2016	Form 4: Morris Ben T, Director Received 367,802 shares as a grant or award
20 Oct 2016	Form 4: Stoneburner Richard K, Director Received 420,345 shares as a grant or award
20 Oct 2016	Form 4: McKinney Paul D., EVP and COO Received 420,765 shares as a grant or award · Gave up 115,079 shares to cover exercise price or tax ($27.6K)
20 Oct 2016	Form 4: Lodzinski Frank Alan, Director Received 420,345 shares as a grant or award
20 Oct 2016	Form 4: Jacobs James J, Chief Financial Officer Received 264,481 shares as a grant or award · Gave up 98,784 shares to cover exercise price or tax ($23.7K)

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