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Consolidated statements of financial condition

In millions of USD, except per-share amounts
Q3 FY2015
As of Sep 30, 2015
Q2 FY2015
As of Jun 30, 2015
Q1 FY2015
As of Mar 31, 2015
Q4 FY2014
As of Dec 31, 2014
Q3 FY2014
As of Sep 30, 2014
Q2 FY2014
As of Jun 30, 2014
Q1 FY2014
As of Mar 31, 2014
Q4 FY2013
As of Dec 31, 2013
Q3 FY2013
As of Sep 30, 2013
Q2 FY2013
As of Jun 30, 2013
Q1 FY2013
As of Mar 31, 2013
Q4 FY2012
As of Dec 31, 2012
Q3 FY2012
As of Sep 30, 2012
Q1 FY2012
As of Mar 31, 2012
Q4 FY2011
As of Dec 31, 2011
Q3 FY2011
As of Sep 30, 2011
Q2 FY2011
As of Jun 30, 2011
ASSETS
Cash and cash equivalents
Securities owned
Marketable, at fair value
Not readily marketable, at estimated fair value
Restricted cash
Due from clearing broker
Accounts receivable, net
Prepaid expenses and other assets
Capital lease assets, net
Secured demand notes
Capitalized software, net
Equipment and fixtures, net
Total assets
Liabilities and Shareholders’ deficit
Liabilities
Accounts payable
Commissions payable
Accrued expenses and other
Deferred rent
Deferred revenue
Capital lease obligations
Derivative liabilities
Notes payable, net of debt discount of $700,390 and $10,380 as of as of September 30, 2015 and December 31, 2014, respectively
Notes payable to related parties, net of debt discount of $21,513 and $20,535 as of as of September 30, 2015 and December 31, 2014, respectively
Total liabilities
Commitments and contingencies
Shareholders’ deficit
Convertible preferred stock
Convertible Preferred Stock Series
Convertible Preferred Stock Series B
Convertible Preferred Stock Series C
Convertible Preferred Stock Series D
Convertible Preferred Stock Series E
Common stock, $0.0001 par value; 300,000,000 shares authorized; 4,519,614 shares issued and 4,518,633 shares outstanding as of September 30, 2015 and December 31, 2014
Additional paid-in capital
Treasury stock
Accumulated deficit
Total shareholders’ deficit
Total liabilities and shareholders’ deficit

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