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FY2014
12 months to Dec 31, 2014
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FY2013
12 months to Dec 31, 2013
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FY2012
12 months to Dec 31, 2012
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FY2011
12 months to Dec 31, 2011
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|---|---|---|---|---|
| Cash flows from operating activities: | ||||
| Net loss | ||||
| Adjustments to reconcile net loss to net cash provided by (used in) operating activities: | ||||
| Depreciation and amortization | ||||
| Amortization of capital leases | ||||
| Stock-based compensation | ||||
| Amortization of debt issuance costs | ||||
| Loss on early extinguishment of debt | ||||
| Loss on equity exchange | ||||
| Loss on sale of accounts receivable | ||||
| Loss on disposal of equipment and fixtures | ||||
| Provision for uncollectible accounts receivable | ||||
| Cashless exercise | ||||
| Securities received for services | ||||
| Unrealized loss on securities owned | ||||
| Changes in operating assets and liabilities: | ||||
| Securities owned | ||||
| Restricted cash | ||||
| Due from clearing broker | ||||
| Accounts receivable | ||||
| Prepaid expenses and other assets | ||||
| Accounts payable | ||||
| Commissions payable | ||||
| Accrued expenses and other | ||||
| Net cash used in operating activities | ||||
| Net cash provided by (used in) operating activities | ||||
| Cash flows from investing activities: | ||||
| Sale of note receivable | ||||
| Sale of accounts receivable | ||||
| Purchase of software platform | ||||
| Purchase of equipment and fixtures | ||||
| Proceeds from sale of equipment and fixtures | ||||
| Net cash provided by (used in) investing activities | ||||
| Net cash used in investing activities | ||||
| Cash flows from financing activities: | ||||
| Issuance of restricted common stock and warrants | ||||
| Proceeds from issuance of note receivable | ||||
| Issuance of restricted common stock | ||||
| Proceeds from issuance of secured promissory note | ||||
| Proceeds from issuance of secured convertible promissory note | ||||
| Proceeds from issuance of unsecured convertible promissory note | ||||
| Proceeds from issuance of long term subordinated borrowings | ||||
| Proceeds from issuance of temporary subordinated borrowings | ||||
| Payment of temporary subordinated borrowings | ||||
| Proceeds form issuance of preferred stock | ||||
| Payment of notes payable | ||||
| Principal payments of capital leases | ||||
| Payment of preferred stock dividend | ||||
| Debt service principal payments | ||||
| Net cash provided by financing activities | ||||
| Increase (decrease) in cash and cash equivalents | ||||
| Cash and cash equivalents at beginning of the year | ||||
| Cash and cash equivalents at end of the year | ||||
| Cash paid during the year: | ||||
| Interest and cost of underwriting capital | ||||
| Income taxes | ||||
| Cost of underwriting capital | ||||
| Interest expense | ||||
| Non-cash financing activities: | ||||
| Stocks issued in connection with issuance of debt | ||||
| Cancellation of stock issued in connection with subordinated debt | ||||
| Issuance of equity in connection with extinguishment of debt | ||||
| PP&E acquired through capital leases | ||||
| Warrants issued in connection with issuance of debt | ||||
| Debt conversion | ||||
| Issuance of restricted common stock and warrants in connection with debt conversion | ||||
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