Merriman Holdings, Inc 3 SEC Filings

Filed On	Filing
16 Jun 2014	Form 3: Lewis Marc, Chief Technology Strategist Holds 49,678 shares of Common Stock
06 May 2013	Form 3: Falcon Fund Management Ltd, 10% owner and 3 others Holds 10,000,000 shares of Common Stock
04 Oct 2010	Form 3: Seiler Alex W., CEO Merriman Capital Inc. Holds 996 shares of Common Stock
21 Sep 2009	Form 3: Unterberg Thomas I, 10% owner
21 Sep 2009	Form 3: Marrus Michael E., 10% owner
21 Sep 2009	Form 3: Arno Andrew, Director
18 Sep 2009	Form 3: Bergeron Douglas, Director and 1 other Holds 1,860,465 shares of Series D Conv. Preferred Stock, par value $0.0001 per share
10 Aug 2009	Form 3: Chez Ronald L, 10% owner Holds 324,747 shares of Common Stock
20 Nov 2008	Form 3: Majteles Robert J, Director No securities owned
11 Sep 2008	Form 3: Soinski Jeffrey M, Director Holds 0 shares of Common Stock
25 Aug 2008	Form 3: Coleman Peter V, Chief Financial Officer
23 Nov 2007	Form 3: Thompson John M, Director Holds 37,702 shares of Restricted Common Stock
23 Oct 2007	Form 3: Febbo William J, Director Holds 255,731 shares of Restricted Common Stock
19 Aug 2004	Form 3: Potter Scott, Director Holds 3,000 shares of Common Stock
18 Feb 2004	Form 3: Helfet Anthony B, Director Holds 100,000 shares of Common Stock
14 Jan 2004	Form 3: Aguilar Christopher L, Chief Compliance Officer Holds 100,000 shares of Restricted Common Shares
14 Jan 2004	Form 3: Hiestand John D, Chief Financial Officer Holds 32,000 shares of Common Stock
09 Dec 2003	Form 3: Schmal Dennis, Director Holds 26,667 shares of Restricted Common Stock
12 Nov 2003	Form 3: Minehan Raymond J, Director Holds 10,000 shares of Common Stock
23 Oct 2003	Form 3: Ganeles Brock Allen, Head of Capital Markets Holds 50,000 shares of Common Stock

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