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Merriman Holdings, Inc 4 SEC Filings

Filed On Filing
15 Sep 2014 Form 4: Merriman D Jonathan, Director

Bought 3,500 shares ($11.6K)

09 Sep 2014 Form 4: Lewis Marc, Chief Technology Strategist

Bought 2,000 shares ($7.76K)

09 Sep 2014 Form 4: Merriman D Jonathan, Director

Bought 3,100 shares ($11.8K)

02 Sep 2014 Form 4: Merriman D Jonathan, Director

Bought 3,600 shares ($13.7K)

27 Aug 2014 Form 4: Chez Ronald L, Director

Bought 18,000 shares ($68.3K)

21 Aug 2014 Form 4: Merriman D Jonathan, Director

Bought 2,200 shares ($7.26K)

03 Jun 2014 Form 4: Merriman D Jonathan, Director

Bought 84,000 shares ($9.66K)

23 May 2014 Form 4: Merriman D Jonathan, Director

Bought 11,000 shares ($1.16K) · Bought 77,000 shares ($8.47K)

04 Apr 2014 Form 4: Falcon Fund Management Ltd, 10% owner and 3 others

Bought 4,166,667 shares ($250K) · Acquired 1,041,667 Common Stock Warrants (right to buy) (Open Market Purchase)

12 Jun 2013 Form 4: Merriman D Jonathan, Director

Bought 21,000 shares ($2.94K)

13 Jun 2012 Form 4: Merriman D Jonathan, Director

Bought 28,000 shares ($18K)

21 May 2012 Form 4: Merriman D Jonathan, Director

Bought 25,000 shares ($17K)

17 May 2012 Form 4: Schmal Dennis, Director

Disposed of 135,629 shares (Other Transaction) ($85.4K) · Acquired 160,774 Series E Preferred Stock (Other Transaction) · Disposed of 10,750 Warrants to Purchase Common Stock (Other Transaction) · 1 more

17 May 2012 Form 4: Chez Ronald L, Director

Disposed of 1,055,629 shares (Other Transaction) ($665K) · Acquired 1,261,393 Series E Preferred Stock (Other Transaction) ($795K) · Disposed of 48,906 Warrants to Purchase Common Stock (Other Transaction) · 1 more

21 Dec 2011 Form 4: Schmal Dennis, Director

Acquired 5,362 shares (Open Market Sale) ($2.47K)

20 Dec 2011 Form 4: Chez Ronald L, Director

Bought 142 shares ($65.3) · Bought 8,800 shares ($4.05K)

12 Dec 2011 Form 4: Merriman D Jonathan, Director

Bought 2,100 shares ($1.26K) · Bought 5,100 shares ($3.06K) · Bought 2,800 shares ($1.68K)

07 Dec 2011 Form 4: Merriman D Jonathan, Director

Bought 5,700 shares ($4.28K)

06 Dec 2011 Form 4: Merriman D Jonathan, Director

Bought 25,000 shares ($19.3K)

25 Jan 2011 Form 4: Merriman D Jonathan, Director

Received 18,382 shares as a grant or award ($50K)

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