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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 16
Notable Late filing notice — 10-Q November 14, 2002

(ATTACH EXTRA SHEETS IF NEEDED) THE REGISTRANT HAS NOT BEEN ABLE TO FINALIZE ITS REPORT ON FORM 10Q FOR THE PERIOD ENDING JUNE 30, 2002, DUE TO PENDING INFORMATION. AS A RESULT, ADDITIONAL TIME IS ...

Notable Late filing notice — 10-Q August 15, 2002

(ATTACH EXTRA SHEETS IF NEEDED) THE REGISTRANT HAS NOT BEEN ABLE TO FINALIZE ITS REPORT ON FORM 10Q FOR THE PERIOD ENDING JUNE 30, 2002, DUE TO PENDING INFORMATION. AS A RESULT, ADDITIONAL TIME IS ...

14 more red-flag filings behind a free account

See every red-flag filing C 3D DIGITAL INC has made, with the filing behind each one.

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