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Capital Raising

Registration statements are a company's standing capacity to issue securities — employee equity plans, shelf registrations it can draw on, and offerings. Frequent shelf takedowns can mean dilution; an S-1 is how a company first comes to market.

Withdrawn Registration File № 033-59474

Filed May 01, 2008 · effective May 01, 2008 · withdrawn March 02, 2009

Effective Registration File № 333-200361

Filed December 22, 2014 · effective December 22, 2014 at 12:15 pm ET

5 more registration filings behind a free account

See every share offering and shelf registration PRINCIPAL FUNDS, INC. has filed, and what became of it.

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