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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 10 Deregistrations · 1
Warning Deregistration (Form 15) November 14, 2007
Notable Late filing notice — 10-Q May 15, 2007

Tower Automotive, Inc. (the “Company”) has not had an opportunity to gather all of the information required in the Form 10-Q. As a result of the aforementioned circumstances, the Company is unable ...

9 more red-flag filings behind a free account

See every red-flag filing TA DELAWARE, INC. has made, with the filing behind each one.

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