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IMAGEWARE SYSTEMS INC 4 SEC Filings

Filed On Filing
15 Jul 2022 Form 4: Nantahala Capital Management, Llc, 10% owner and 2 others

Disposed of 150 Series D Convertible Preferred Stock (Other Transaction) ($150K)

08 Jun 2022 Form 4: Nantahala Capital Management, Llc, 10% owner and 2 others

Acquired 2,600 Series D Convertible Preferred Stock (Other Transaction) ($2.6M)

24 Mar 2022 Form 4: Goldman Neal I, 10% owner

Sold 3,473,361 shares ($52.8K)

27 Dec 2021 Form 4: Goldman Neal I, 10% owner

Sold 3,472,361 shares ($67.7K)

19 Nov 2021 Form 4: Demitrieus James M, Director

Received 2,675,000 shares as a grant or award · Disposed of 1,300,000 Stock Options (Disposition to Issuer)

19 Nov 2021 Form 4: Morgan Douglas J, Director

Received 2,675,000 shares as a grant or award · Disposed of 1,300,000 Stock Options (Disposition to Issuer)

19 Nov 2021 Form 4: Anderson Lauren C, Director

Received 1,937,500 shares as a grant or award · Disposed of 750,000 Stock Options (Disposition to Issuer)

22 Sep 2021 Form 4: Goldman Neal I, 10% owner

Returned 793,035 shares to the issuer ($33K) · Returned 1,130,000 shares to the issuer ($42.1K) · Returned 1,500,000 shares to the issuer ($47.4K)

14 May 2021 Form 4: Sight James W, Director

Granted 750,000 Stock Options

26 Apr 2021 Form 4: Morgan Douglas J, Director

Granted 1,300,000 Stock Options

21 Apr 2021 Form 4: Taylor Kristin, PRESIDENT & CEO

Granted 27,000,000 Stock Options

21 Apr 2021 Form 4: Demitrieus James M, Director

Granted 1,300,000 Stock Options

21 Apr 2021 Form 4: Anderson Lauren C, Director

Granted 750,000 Stock Options

16 Nov 2020 Form 4: Nantahala Capital Management, Llc, 10% owner and 2 others

Acquired 7,500 Series D Convertible Preferred Stock (Open Market Purchase) ($7.5M) · Disposed of 750 Series C Convertible Redeemable Preferred Stock (Other Transaction) ($7.5M) · Acquired 7,500 Series D Convertible Preferred Stock (Other Transaction) ($7.5M)

19 Aug 2020 Form 4: Wetherell Wayne G, FORMER SR. VP AND CFO

Received 160,000 shares as a grant or award · Disposed of 320,000 Stock Option (Right to Buy) (Disposition to Issuer)

10 Aug 2020 Form 4: Goldman Neal I, Director

Acquired 0 Convertible Note (Open Market Purchase) · Disposed of 4,717 Series A Convertible Preferred Stock (Disposition to Issuer) · Granted 4,717 Series A-1 Convertible Preferred Stock

05 Aug 2020 Form 4: Miller S James, Director

Acquired 0 Convertible Note (Open Market Purchase)

19 Sep 2019 Form 4: Miller S James, Director

Bought 30,000 shares ($14.7K)

08 Apr 2019 Form 4: Wetherell Wayne G, SR. VP AND CFO

Gave 60,000 shares as a gift

21 Feb 2019 Form 4: Hamm G Steve, Director

Granted 10,000 Stock Options ($8.7K)

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