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IMAGEWARE SYSTEMS INC 4/A SEC Filings

Filed On Filing
15 Jul 2022 Form 4/A: Nantahala Capital Management, Llc, 10% owner and 2 others

Disposed of 2,600 Series D Convertible Preferred Stock (Other Transaction) ($2.6M)

11 Jul 2016 Form 4/A: Kammersgard Dana, Director

Granted 16,000 Stock Options

25 Oct 2013 Form 4/A: Miller S James, Director

Received 61,363 shares by exercise or conversion ($30.7K) · Gave up 15,654 shares to cover exercise price or tax ($30.7K)

14 Jun 2013 Form 4/A: Gruber & Mcbaine Capital Management Llc, 10% owner

Sold 5,000 shares ($7.9K) · Sold 9,100 shares ($14.4K) · Sold 197,900 shares ($321K)

23 May 2013 Form 4/A: Gruber & Mcbaine Capital Management Llc, 10% owner

Sold 277,000 shares ($266K)

25 Mar 2013 Form 4/A: Gruber & Mcbaine Capital Management Llc, 10% owner

Sold 145,000 shares ($139K) · Sold 40,000 shares ($38K) · Sold 25,000 shares ($23.3K) · 6 more

18 Sep 2012 Form 4/A: Goldman Neal I, 10% owner

Received 7,000,000 shares by exercise ($3.5M)

22 Jan 2010 Form 4/A: Wetherell Wayne G, Sr. VP and CFO

Disposed of 50,000 Stock Options (Disposition to Issuer)

22 Jan 2010 Form 4/A: Holleran John L, Director

Disposed of 4,000 Stock Options (Disposition to Issuer)

04 Apr 2007 Form 4/A: Holleran John L, Director

Granted 5,000 Stock Option

21 Feb 2006 Form 4/A: AuBuchon Charles T, Vice President of Sales

Bought 10,000 shares ($19.7K)

29 Sep 2005 Form 4/A: Holleran John L, Director

Granted 12,000 Common Stock

29 Sep 2005 Form 4/A: Downs Patrick J, Director

Granted 18,000 Stock Options

29 Sep 2005 Form 4/A: Downs Patrick J, Director

Granted 12,000 Stock Options

17 Aug 2005 Form 4/A: AuBuchon Charles T, Vice President of Sales

Granted 60,000 Employee Stock Options

17 Aug 2005 Form 4/A: Willis Bill, Sr VP Tech & Business Develop

Granted 60,000 Stock Option

17 Aug 2005 Form 4/A: Wetherell Wayne G, Sr. VP Administration & CFO

Granted 60,000 Employee Stock Options

05 Jan 2004 Form 4/A: Callan John G, Director

Granted 2,000 Stock Option

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