| Filed On | Filing |
|---|---|
| 28 Dec 2021 |
Form 4: Paloma Partners Vi Holdings, Llc, 10% owner and 3 others
Disposed of 1,838,510 shares (Other Transaction) |
| 28 Dec 2021 |
Form 4: Franklin Resources Inc, 10% owner
Disposed of 3,581,913 shares (Tender Offer) ($82.4M) |
| 23 Dec 2021 |
Form 4: Turnham Robert C Jr, Director
Disposed of 681,623 shares (Tender Offer) ($15.7M) |
| 23 Dec 2021 |
Form 4: Souers Thomas M, Director
Received 10,804 shares by exercise or conversion · Disposed of 69,589 shares (Tender Offer) ($1.6M) |
| 23 Dec 2021 |
Form 4: Sondey Edward J., Director
Received 10,804 shares by exercise or conversion · Disposed of 37,237 shares (Tender Offer) ($856K) |
| 23 Dec 2021 |
Form 4: Serota Jeffrey, Director
Received 10,804 shares by exercise or conversion · Disposed of 37,237 shares (Tender Offer) ($856K) |
| 23 Dec 2021 |
Form 4: McWatters Kristen, Sr. Vice President, CFO & CAO
Received 11,667 shares by exercise or conversion · Disposed of 23,099 shares (Tender Offer) ($531K) |
| 23 Dec 2021 |
Form 4: Leuliette Timothy D, Director
Received 10,804 shares by exercise or conversion · Disposed of 69,589 shares (Tender Offer) ($1.6M) |
| 23 Dec 2021 |
Form 4: Leight Kenneth Adam, Director
Received 10,804 shares by exercise or conversion · Disposed of 72,089 shares (Tender Offer) ($1.66M) |
| 23 Dec 2021 |
Form 4: Killelea Michael J, EVP, Gen. Counsel, Corp. Sec'y
Received 73,867 shares by exercise or conversion · Disposed of 269,280 shares (Tender Offer) ($6.19M) |
| 23 Dec 2021 |
Form 4: Goodrich Walter G, Director
Gave 15,500 shares as a gift · Disposed of 677,853 shares (Tender Offer) ($15.6M) |
| 23 Dec 2021 |
Form 4: Coleman Ronald F, Director
Received 10,804 shares by exercise or conversion · Disposed of 88,589 shares (Tender Offer) ($2.04M) |
| 14 Dec 2021 |
Form 4: Souers Thomas M, Director
Received 11,042 shares by exercise or conversion |
| 14 Dec 2021 |
Form 4: Sondey Edward J., Director
Received 11,042 shares by exercise or conversion |
| 14 Dec 2021 |
Form 4: Serota Jeffrey, Director
Received 11,042 shares by exercise or conversion · Gave up 3,730 shares to cover exercise price or tax ($42.2K) |
| 14 Dec 2021 |
Form 4: Leuliette Timothy D, Director
Received 11,042 shares by exercise or conversion |
| 14 Dec 2021 |
Form 4: Leight Kenneth Adam, Director
Received 11,042 shares by exercise or conversion |
| 14 Dec 2021 |
Form 4: Coleman Ronald F, Director
Received 11,042 shares by exercise or conversion |
| 14 Dec 2021 |
Form 4: Killelea Michael J, EVP, Gen. Counsel, Corp. Sec'y
Received 10,553 shares by exercise or conversion · Gave up 4,103 shares to cover exercise price or tax ($94.3K) · Acquired 10,553 Phantom Stock (Option Exercise/Conversion) |
| 14 Dec 2021 |
Form 4: McWatters Kristen, Sr. Vice President, CFO & CAO
Received 1,667 shares by exercise or conversion · Gave up 406 shares to cover exercise price or tax ($9.33K) · Acquired 1,667 phantom Stock (Option Exercise/Conversion) |
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