| Filed On | Filing |
|---|---|
| 27 Jul 2020 |
Form 4/A: Franklin Resources Inc, 10% owner
Acquired 21,326 Convertible Notes (Other Transaction) |
| 31 Dec 2019 |
Form 4/A: Ferchau Mark E, Executive Vice President
Received 12,460 shares by exercise or conversion · Gave up 4,903 shares to cover exercise price or tax ($48.1K) |
| 31 Oct 2016 |
Form 4/A: Turnham Robert C Jr, Director
Received 375,000 shares as a grant or award |
| 31 Oct 2016 |
Form 4/A: Killelea Michael J, SVP, Gen. Counsel, Corp. Sec'y
Received 87,500 shares as a grant or award |
| 31 Oct 2016 |
Form 4/A: Goodrich Walter G, Director
Received 375,000 shares as a grant or award |
| 31 Oct 2016 |
Form 4/A: Ferchau Mark E, Executive Vice President
Received 112,500 shares as a grant or award |
| 31 Oct 2016 |
Form 4/A: Barker Robert T, VP, Controller & Interim CFO
Received 6,750 shares as a grant or award |
| 16 Sep 2016 |
Form 4/A: Goodrich Walter G, Director
Sold 10,341 shares ($279) · Sold 384,745 shares ($8.62K) · Disposed of 8,000 10.00% Series E Cumulataive Convertible Preferred Stock (Open Market Sale) ($40) |
| 09 Jun 2015 |
Form 4/A: Austin Josiah T, Director
Received 63,636 shares as a grant or award ($175K) |
| 10 Apr 2012 |
Form 4/A: Goodrich Henry, Director
Acquired 0 Phantom Stock (Other Transaction) |
| 04 Jun 2010 |
Form 4/A: Austin Josiah T, Director
Sold 3,000,000 shares ($35.5M) |
| 12 Mar 2010 |
Form 4/A: Killelea Michael J, SVP, Gen. Counsel, Corp. Sec'y
Bought 3,000 shares ($55.3K) |
| 03 Mar 2010 |
Form 4/A: Schott Jan L, VP & Controller
Received 2,667 shares by exercise or conversion · Gave up 871 shares to cover exercise price or tax ($17.2K) |
| 21 Jan 2010 |
Form 4/A: Turnham Robert C Jr, Director
Bought 2,300 shares ($50.2K) |
| 18 Jul 2008 |
Form 4/A: Washington Gene, Director
Sold 9,748 shares ($679K) · Sold 252 shares ($17.6K) |
| 18 Jul 2008 |
Form 4/A: Ferchau Mark E, Executive Vice President
Received 46,500 shares by exercise or conversion ($1.09M) · Sold 46,500 shares ($3.34M) |
| 02 Jan 2008 |
Form 4/A: Ferraro Geraldine A, Director
Sold 2,655 shares ($65.4K) |
| 02 Apr 2007 |
Form 4/A: Ferchau Mark E, Executive Vice President
Received 3,750 shares by exercise or conversion · Gave up 1,367 shares to cover exercise price or tax ($48.2K) |
| 16 Nov 2006 |
Form 4/A: Goodrich Walter G, Vice Chairman & CEO
Disposed of 0 Forward Contract (right/obligation to sell) (Other Transaction) |
| 20 Sep 2006 |
Form 4/A: Austin Josiah T, Director
Bought 5,000 shares ($137K) |
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