What Aethlon Medical Inc's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 0 |
| Sells | 0 | 0 |
| Total trades | 5 | 18 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 84,000 | 171,260 |
| Disposed | 1,090 | 7,437 |
| Net activity | +82,910 | +163,823 |
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Frakes James B | CFO/CEO | Oct 08 | Grant / award · A | +42,000 | — | — | 42,063 |
| Larosa Steven P | Chief Medical Officer | Oct 08 | Grant / award · A | +42,000 | — | — | 42,057 |
| Gikakis Nicolas | Director | Sep 30 | Withheld — tax / exercise cost · F | −436 | $6.52 | −$2.84K | 3,784 |
| Shah Chetan | Director | Sep 30 | Withheld — tax / exercise cost · F | −436 | $6.52 | −$2.84K | 3,787 |
| Broenniman Edward G | Director | Sep 30 | Withheld — tax / exercise cost · F | −218 | $6.52 | −$1.42K | 4,313 |
| Broenniman Edward G | Director | Jun 30 | Withheld — tax / exercise cost · F | −1,091 | $0.82 | −$895 | 22,363 |
| Gikakis Nicolas | Director | Jun 30 | Withheld — tax / exercise cost · F | −2,182 | $0.82 | −$1.79K | 20,663 |
| Shah Chetan | Director | Jun 30 | Withheld — tax / exercise cost · F | −2,182 | $0.82 | −$1.79K | 20,840 |
| Rossetti Angela | Director | Apr 17 | Grant / award · A | +21,815 | $2.29 | +$50K | 4,846 |
| Gikakis Nicolas | Director | Apr 17 | Grant / award · A | +21,815 | $2.29 | +$50K | 22,844 |
| Broenniman Edward G | Director | Apr 17 | Grant / award · A | +21,815 | $2.29 | +$50K | 23,454 |
| Shah Chetan | Director | Apr 17 | Grant / award · A | +21,815 | $2.29 | +$50K | 23,021 |
| Gikakis Nicolas | Director | Mar 31 | Withheld — tax / exercise cost · F | −178 | $2.19 | −$390 | 1,464 |
| Broenniman Edward G | Director | Mar 31 | Withheld — tax / exercise cost · F | −89 | $2.19 | −$195 | 1,915 |
| Shah Chetan | Director | Mar 31 | Withheld — tax / exercise cost · F | −178 | $2.19 | −$390 | 1,463 |
| Broenniman Edward G | Director | Dec 31 | Withheld — tax / exercise cost · F | −89 | $2.77 | −$247 | 2,807 |
| Shah Chetan | Director | Dec 31 | Withheld — tax / exercise cost · F | −179 | $2.77 | −$496 | 2,356 |
| Gikakis Nicolas | Director | Dec 31 | Withheld — tax / exercise cost · F | −179 | $2.77 | −$496 | 2,357 |
| Broenniman Edward G | Director | Sep 30 | Withheld — tax / exercise cost · F | −893 | $0.75 | −$669 | 25,397 |
| Gikakis Nicolas | Director | Sep 30 | Withheld — tax / exercise cost · F | −1,786 | $0.75 | −$1.34K | 22,683 |
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