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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 11 Delistings · 1
Warning Late filing notice — 10-K July 01, 2025

Aeries Technology, Inc.’s (the “Registrant”) has determined that it is not able to file its annual report on Form 10-K for the year ended March 31, 2025 (the “Form 10-K”) within the prescribed time...

Notable Late filing notice — 10-Q November 15, 2024

Aeries Technology, Inc.’s (the “Registrant”) has determined that it is not able to file its quarterly report on Form 10-Q for the quarter ended September 30, 2024 (the “Form 10-Q”) within the presc...

10 more red-flag filings behind a free account

See every red-flag filing Aeries Technology Inc has made, with the filing behind each one.

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