What Ameriprise Financial Inc's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 0 |
| Sells | 9 | 25 |
| Total trades | 22 | 105 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 101,713 | 204,986 |
| Disposed | 107,625 | 240,918 |
| Net activity | −5,912 | −35,932 |
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Melloh Heather J. | EVP AND GENERAL COUNSEL | Aug 10 | Withheld — tax / exercise cost · F | −469 | $559.62 | −$262K | 3,937 |
| Melloh Heather J. | EVP AND GENERAL COUNSEL | Aug 10 | Exercise / conversion · M | +722 | $197.87 | +$143K | 4,406 |
| Brockman Dawn M. | SVP AND CONTROLLER | Aug 10 | Open-market sale · S | −472 | $558.93 | −$264K | 713 |
| Davey Deirdre N | EVP Mktg, Strat. & Comms. | Aug 06 | Open-market sale · S | −2,400 | $558.28 | −$1.34M | 3,373 |
| Davey Deirdre N | EVP Mktg, Strat. & Comms. | Aug 06 | Withheld — tax / exercise cost · F | −2,191 | $558.08 | −$1.22M | 5,773 |
| Davey Deirdre N | EVP Mktg, Strat. & Comms. | Aug 06 | Exercise / conversion · M | +1,000 | $298.09 | +$298K | 7,964 |
| Davey Deirdre N | EVP Mktg, Strat. & Comms. | Aug 06 | Exercise / conversion · M | +1,000 | $197.87 | +$198K | 6,964 |
| Davey Deirdre N | EVP Mktg, Strat. & Comms. | Aug 06 | Exercise / conversion · M | +1,000 | $165.41 | +$165K | 5,964 |
| Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Jul 28 | Open-market sale · S | −908 | $541.90 | −$492K | 6,780 |
| Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Jul 28 | Open-market sale · S | −3,200 | $540.07 | −$1.73M | 7,688 |
| Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Jul 28 | Open-market sale · S | −4,102 | $538.23 | −$2.21M | 10,888 |
| Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Jul 28 | Withheld — tax / exercise cost · F | −6,840 | $538.01 | −$3.68M | 14,990 |
| Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | Jul 28 | Exercise / conversion · M | +10,948 | $165.41 | +$1.81M | 21,830 |
| Cracchiolo James M | CHAIRMAN AND CEO | Jul 28 | Open-market sale · S | −1,900 | $546.67 | −$1.04M | 107,633 |
| Cracchiolo James M | CHAIRMAN AND CEO | Jul 28 | Open-market sale · S | −16,120 | $545.28 | −$8.79M | 109,533 |
| Cracchiolo James M | CHAIRMAN AND CEO | Jul 28 | Withheld — tax / exercise cost · F | −34,912 | $545.83 | −$19.1M | 125,653 |
| Cracchiolo James M | CHAIRMAN AND CEO | Jul 28 | Exercise / conversion · M | +52,932 | $165.41 | +$8.76M | 160,565 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Jul 28 | Open-market sale · S | −422 | $549.76 | −$232K | 5,609 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Jul 28 | Open-market sale · S | −10,590 | $548.92 | −$5.81M | 6,031 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Jul 28 | Withheld — tax / exercise cost · F | −23,099 | $550.81 | −$12.7M | 16,621 |
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