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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Insider sale notices · 4
Notable OrbiMed Asia Partners II, L.P. filed notice of proposed sale November 27, 2023

9,515,756 shares · $11,323,750 · via Morgan Stanley · Shareholder

Notable OrbiMed Asia Partners II, L.P. filed notice of proposed sale November 16, 2023

16,183,185 shares · $28,644,237 · via Themis Trading, LLC · Shareholder

2 more red-flag filings behind a free account

See every red-flag filing Apollomics Inc. has made, with the filing behind each one.

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