$ASA

$49.40 +$0.77 (1.58%) Close

$ASA Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Company Executives

$ASA Management Team

Mr. Peter Maletis

President

Age 52

Compensation -

Sex Male

Mr. Alexander Merk

Principal Executive Officer

Chief Operating Officer

Director

Age 53

Compensation -

Sex Male

Ms. Karen Shaw

Principal Financial Officer

Age 50

Compensation -

Sex Female

Mr. Jack Huntington

Chief Compliance Officer

Age 52

Compensation -

Sex Male

Mr. Zachary Tackett

Secretary

Age 34

Compensation -

Sex Male

Name / Title	Age	Compensation	Sex
Mr. Peter Maletis President	52	-	Male
Mr. Alexander Merk Principal Executive Officer Chief Operating Officer Director	53	-	Male
Ms. Karen Shaw Principal Financial Officer	50	-	Female
Mr. Jack Huntington Chief Compliance Officer	52	-	Male
Mr. Zachary Tackett Secretary	34	-	Male

Board of Directors

From the proxy statement filed Sep 26, 2025

Directors

serving now

Independent

4 of 4

stated in the proxy; 1 not stated

Average tenure

0.5 years

from year joined

CEO also chairs the board

Paul Kazarian

Director	Age	On board	Independent	Committees	Other public boards	Pay
Maryann Bruce	65	2025 0 years	Independent	Nominating and Governance Committee · Chair Audit and Ethics Committee	Amalgamated Bank (NASDAQ: AMAL)	Not stated
Karen Caldwell	66	2025 0 years	Independent	Audit and Ethics Committee · Chair Nominating and Governance Committee	Saba Capital Income & Opportunities Fund (NYSE: BRW), Saba Capital Income & Opportunities Fund II (NYSE: SABA)	Not stated
Ketu Desai	43	2024 1 year	Independent	None stated	Saba Capital Income & Opportunities Fund (NYSE: BRW), Saba Capital Income & Opportunities Fund II (NYSE: SABA)	Not stated
Paul Kazarian Board chair	41	2024 1 year	Independent	None stated	Saba Capital Income & Opportunities Fund II (NYSE: SABA), Destra Multi-Alternative Fund (NYSE: DMA)	Not stated
Neal Neilinger	61	Not stated	Not stated	None stated	None stated	Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

The latest proxy has no related-party section

The proxy filed Sep 26, 2025 does not include one, and no earlier proxy on record does.

Open the proxy

Comments

Company Executives

$ASA Management Team

Mr. Peter Maletis

Mr. Alexander Merk

Ms. Karen Shaw

Mr. Jack Huntington

Mr. Zachary Tackett

Board of Directors

Related-party transactions

The latest proxy has no related-party section