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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 3 Delistings · 1 Deregistrations · 1
Notable Late filing notice — 10-K July 31, 2023

Aspen Group, Inc. (the “Company”) has filed a Form 15-12G with the Securities and Exchange Commission, which suspends the Company’s duties to file reports under Sections 13 and 15(d) of the Securit...

Warning Deregistration (Form 15) July 06, 2023

3 more red-flag filings behind a free account

See every red-flag filing Aspen Group Inc has made, with the filing behind each one.

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