$AX 4 SEC Filings

Filed On	Filing
16 Sep 2026	Form 4: Watson Michael James, EVP, Head of Axos Securities Received 3,174 shares by exercise or conversion ($294K) · Returned 1,583 shares to the issuer ($147K) · Granted 1,900 Restricted Stock Units
16 Sep 2026	Form 4: Thiele Candace L, EVP, Chief Administrative Offi Received 1,122 shares by exercise or conversion ($104K) · Returned 547 shares to the issuer ($50.7K) · Granted 1,079 Restricted Stock Units
16 Sep 2026	Form 4: Gill Ann, SVP, Chief Accounting Officer Received 1,643 shares by exercise or conversion ($152K) · Returned 884 shares to the issuer ($81.9K) · Granted 1,295 Restricted Stock Units
16 Sep 2026	Form 4: Constantine Thomas M, EVP, Chief Credit Officer Received 3,905 shares by exercise or conversion ($362K) · Returned 2,102 shares to the issuer ($195K) · Granted 2,806 Restricted Stock Units
16 Sep 2026	Form 4: Bar-Adon Eshel, EVP, Strategic Partnerships an Received 3,629 shares by exercise or conversion ($336K) · Returned 1,956 shares to the issuer ($181K) · Granted 3,076 Restricted Stock Units
16 Sep 2026	Form 4: Swanson Brian D, President, Consumer Bank Received 3,381 shares by exercise or conversion ($313K) · Returned 1,822 shares to the issuer ($169K) · Granted 2,968 Restricted Stock Units
16 Sep 2026	Form 4: Tolla John Charles, EVP, Chief Risk Officer Received 3,502 shares by exercise or conversion ($325K) · Returned 1,885 shares to the issuer ($175K) · Granted 2,968 Restricted Stock Units
16 Sep 2026	Form 4: Walsh Derrick, EVP, Chief Financial Officer Received 4,127 shares by exercise or conversion ($382K) · Returned 2,222 shares to the issuer ($206K) · Granted 3,076 Restricted Stock Units
16 Sep 2026	Form 4: Matsumoto Raymond D, EVP, Chief Operating Officer Received 4,946 shares by exercise or conversion ($458K) · Returned 2,668 shares to the issuer ($247K) · Granted 2,698 Restricted Stock Units
04 Sep 2026	Form 4: Garrabrants Gregory, Director Granted 61,482 Restricted Stock Units
07 Aug 2026	Form 4: Santi Roque A, Director Sold 500 shares ($52.7K)
01 Jul 2026	Form 4: Garrabrants Gregory, Director Received 202,032 shares as a grant or award ($19.7M) · Returned 108,995 shares to the issuer ($10.6M) · Exercised 202,032 Restricted Stock Units
09 Jun 2026	Form 4: Constantine Thomas M, EVP, Chief Credit Officer Sold 1,994 shares ($177K)
21 May 2026	Form 4: Watson Michael James, EVP, Head of Axos Securities Sold 1,653 shares ($138K)
14 May 2026	Form 4: Argalas James S, Director Gave 2,100 shares as a gift ($178K)
12 May 2026	Form 4: Santi Roque A, Director Sold 500 shares ($43.9K)
24 Mar 2026	Form 4: Watson Michael James, EVP, Head of Axos Securities Received 983 shares by exercise or conversion ($81.5K) · Returned 491 shares to the issuer ($40.7K)
24 Mar 2026	Form 4: Walsh Derrick, EVP, Chief Financial Officer Received 1,360 shares by exercise or conversion ($113K) · Returned 733 shares to the issuer ($60.8K)
24 Mar 2026	Form 4: Tolla John Charles, EVP, Chief Risk Officer Received 4,120 shares by exercise or conversion ($342K) · Returned 2,221 shares to the issuer ($184K)
24 Mar 2026	Form 4: Thiele Candace L, EVP, Chief Administrative Offi Received 444 shares by exercise or conversion ($36.8K) · Returned 217 shares to the issuer ($18K)

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