$BEN 4/A SEC Filings

Filed On	Filing
04 Feb 2026	Form 4/A: Noto Anthony, Director Received 7,593 shares as a grant or award ($205K)
06 Mar 2025	Form 4/A: Franklin Resources Inc, Affiliate of Investment Adv · Clearbridge Energy Midstream Opportunity Fund Inc Sold 1,200 shares ($56.9K)
05 Dec 2023	Form 4/A: Johnson Jennifer M, Director Gave up 39,630 shares to cover exercise price or tax ($1.02M)
09 Nov 2020	Form 4/A: Nicholls Matthew, EVP and CFO Received 918 shares as a grant or award
09 Nov 2020	Form 4/A: Sethi Alok, Reg. S-K Executive Officer Received 1,629 shares as a grant or award
27 Jul 2020	Form 4/A: Franklin Resources Inc, 10% owner · GOODRICH PETROLEUM CORP Acquired 21,326 Convertible Notes (Other Transaction)
02 Dec 2019	Form 4/A: Sethi Alok, Reg. S-K Executive Officer Received 4,303 shares as a grant or award
03 Dec 2018	Form 4/A: Plafker Jed A., Senior Vice President Received 13,502 shares as a grant or award
28 Nov 2018	Form 4/A: Sethi Alok, Reg. S-K Executive Officer Received 2,502 shares as a grant or award
10 Oct 2017	Form 4/A: Franklin Resources Inc, 10% owner · Battalion Oil Corp Disposed of 11,650 Warrants (Open Market Sale) ($6.41K)
14 Dec 2016	Form 4/A: Johnson Gregory E, Director Received 9,295 shares as a grant or award
08 Dec 2016	Form 4/A: Johnson Jennifer M, Co-President Received 5,595 shares as a grant or award
07 Dec 2016	Form 4/A: Advani Vijay Chandur, Co-President Received 7,909 shares as a grant or award
05 Dec 2016	Form 4/A: Lewis Kenneth A, EVP and CFO Received 3,423 shares as a grant or award
21 Dec 2009	Form 4/A: Yun William Young, EVP-Alternative Strategies Received 2,939 shares as a grant or award ($315K)
15 Dec 2009	Form 4/A: Johnson Gregory E, Director Received 12,596 shares as a grant or award ($1.35M) · Returned 3,845 shares to the issuer
15 Dec 2009	Form 4/A: Gibson Holly E, Vice President, Corp Comm Received 172 shares as a grant or award ($18.4K)
14 Dec 2009	Form 4/A: Lewis Kenneth A, EVP and CFO Received 3,103 shares as a grant or award ($333K)
14 Dec 2009	Form 4/A: Ikeda Donna S, VP - HR International Received 836 shares as a grant or award ($89.6K)
14 Dec 2009	Form 4/A: Frisbie Norman Rickard Jr, SVP & Chief Admin Officer Received 1,633 shares as a grant or award ($175K)

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