What Bakkt Inc's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 3 | 5 |
| Sells | 8 | 19 |
| Total trades | 11 | 47 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 0 | 0 |
| Disposed | 0 | 0 |
| Net activity | +0 | +0 |
Common stock only — 47 reported trades in the last 12 months are in a security these totals do not cover.
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Alfred Michael | Director | Aug 18 | Open-market buy · P | +296,567 | $7.12 | +$2.11M | 1,201,567 |
| Henderson Joseph Sean-Walsh | Chief Accounting Officer | Jul 15 | Sale for tax withholding · S | −94 | $8.33 | −$783 | 12,954 |
| Alexander Karen | Chief Financial Officer | Jul 15 | Sale for tax withholding · S | −657 | $8.44 | −$5.55K | 53,542 |
| D'Annunzio Marc | General Counsel & Secretary | Jul 15 | Sale for tax withholding · S | −539 | $8.44 | −$4.55K | 108,278 |
| D'Annunzio Marc | General Counsel & Secretary | Jun 26 | Disclosed 10b5-1 sale · S | −1,357 | $7.71 | −$10.5K | 108,817 |
| D'Annunzio Marc | General Counsel & Secretary | Jun 25 | Sale for tax withholding · S | −1,562 | $7.93 | −$12.4K | 110,174 |
| Alexander Karen | Chief Financial Officer | Jun 25 | Sale for tax withholding · S | −1,907 | $7.93 | −$15.1K | 54,199 |
| Baes Nicholas | Chief Operating Officer | Jun 25 | Sale for tax withholding · S | −1,562 | $7.93 | −$12.4K | 105,375 |
| Henderson Joseph Sean-Walsh | Chief Accounting Officer | Jun 25 | Sale for tax withholding · S | −349 | $7.93 | −$2.77K | 13,048 |
| Alfred Michael | Director | Jun 10 | Open-market buy · P | +100,000 | $7.83 | +$783K | 905,000 |
| Alfred Michael | Director | Jun 09 | Open-market buy · P | +180,000 | $7.71 | +$1.39M | 805,000 |
| Alfred Michael | Director | May 18 | Open-market buy · P | +220,000 | $8.20 | +$1.8M | 625,000 |
| Alfred Michael | Director | May 15 | Open-market buy · P | +365,000 | $8.34 | +$3.04M | 405,000 |
| Naheta Akshay Sudhir | Chief Executive Officer | May 15 | Exercise / conversion · M | +33,557 | $10.00 | +$336K | 9,093,522 |
| D'Annunzio Marc | General Counsel & Secretary | May 15 | Exercise / conversion · M | +1,677 | $10.00 | +$16.8K | 111,736 |
| Alexander Karen | Chief Financial Officer | May 15 | Exercise / conversion · M | +335 | $10.00 | +$3.35K | 56,106 |
| Baes Nicholas | Chief Operating Officer | May 15 | Exercise / conversion · M | +671 | $10.00 | +$6.71K | 106,937 |
| Naheta Akshay Sudhir | CEO and President | Apr 30 | Grant / award · A | +7,927,831 | — | — | 9,026,408 |
| Alexander Karen | Chief Financial Officer | Apr 28 | Sale for tax withholding · S | −4,684 | $9.13 | −$42.8K | 55,771 |
| D'Annunzio Marc | General Counsel & Secretary | Apr 28 | Disclosed 10b5-1 sale · S | −3,991 | $8.60 | −$34.3K | 110,059 |
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