$CARL 4 SEC Filings

Filed On	Filing
06 Oct 2026	Form 4: Bertolini Jeffrey, Chief Operating Officer Received 747 shares by exercise or conversion ($4.42K) · Sold 747 shares ($10.7K)
01 Oct 2026	Form 4: Bertolini Jeffrey, Chief Operating Officer Received 243 shares by exercise or conversion ($542) · Sold 243 shares ($3.4K)
30 Sep 2026	Form 4: Heppenstall Richard, CFO, Treasurer Received 89,286 shares as a grant or award · Granted 180,137 Stock Option (Right to Buy)
10 Sep 2026	Form 4: Bertolini Jeffrey, Chief Operating Officer Granted 50,000 Stock Option (Right to Buy)
22 Jun 2026	Form 4: Oboyle Kevin C, Director Received 13,698 shares as a grant or award
22 Jun 2026	Form 4: Sidow Kevin, Director Received 13,698 shares as a grant or award
22 Jun 2026	Form 4: Root Jonathan D, Director Received 13,698 shares as a grant or award
22 Jun 2026	Form 4: Young Philip M, Director Received 13,698 shares as a grant or award
04 Mar 2026	Form 4: Cordonnier Michael, Director Received 197,855 shares by exercise or conversion ($66.3K) · Sold 197,855 shares ($2.63M) · Received 193,831 shares by exercise or conversion ($199K)
30 Jan 2026	Form 4: Durall William Scott, Chief Commercial Officer Received 44,977 shares as a grant or award
30 Jan 2026	Form 4: Casey Niall, Director Received 44,977 shares as a grant or award
30 Jan 2026	Form 4: Cordonnier Michael, Director Received 117,316 shares as a grant or award
30 Jan 2026	Form 4: Greenstein Leonard M., CFO, Treasurer Received 44,977 shares as a grant or award
24 Jul 2025	Form 4: B Capital Group MANAGEMENT, L.p., 10% owner and 4 others Received 6,988,430 shares by conversion · Bought 1,333,333 shares ($20M)
24 Jul 2025	Form 4: Presidio Management Group XII, L.l.c., 10% owner and 2 others Received 5,642,073 shares by conversion
24 Jul 2025	Form 4: Durall William Scott, Chief Commercial Officer Granted 71,429 Stock Options (Right to Buy)
24 Jul 2025	Form 4: Cordonnier Michael, Director Granted 142,857 Stock Options (Right to Buy) · Received 3,612 shares by exercise or conversion · Converted 3,612 Series B Preferred Stock
24 Jul 2025	Form 4: Sidow Kevin, Director Received 17,333 shares as a grant or award · Received 28,900 shares by exercise or conversion · Bought 13,333 shares ($200K) · 1 more
24 Jul 2025	Form 4: Mittendorff Robert Ii, Director Received 6,988,430 shares by conversion · Bought 1,333,333 shares ($20M)
24 Jul 2025	Form 4: Oboyle Kevin C, Director Received 17,333 shares as a grant or award

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