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$CARL
$15.42 +$0.51 (3.42%) Close

$CARL SEC Filings

Filed On Filing
14 Oct 2026 144
06 Oct 2026 Form 4: Bertolini Jeffrey, Chief Operating Officer

Received 747 shares by exercise or conversion ($4.42K) · Sold 747 shares ($10.7K)

05 Oct 2026 144
01 Oct 2026 Form 4: Bertolini Jeffrey, Chief Operating Officer

Received 243 shares by exercise or conversion ($542) · Sold 243 shares ($3.4K)

01 Oct 2026 S-8
30 Sep 2026 Form 3: Kamocsay Jennifer, Chief Legal Officer

Holds 56,222 shares of Common Stock

30 Sep 2026 Form 4: Heppenstall Richard, CFO, Treasurer

Received 89,286 shares as a grant or award · Granted 180,137 Stock Option (Right to Buy)

30 Sep 2026 Form 3: Heppenstall Richard, CFO, Treasurer

No securities owned

30 Sep 2026 144
30 Sep 2026 8-K: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers; Regulation FD Disclosure

This Employment Agreement (the “Agreement”) is entered into effective September 28, 2026 (the “Effective Date”), by and between Richard Heppenstall (“Executive”) and Carlsmed, Inc. (the “Company”).

15 Sep 2026 Form 4/A: Presidio Management Group XII, L.l.c., 10% owner and 2 others

Bought 200,000 shares ($3M)

10 Sep 2026 Form 4: Bertolini Jeffrey, Chief Operating Officer

Granted 50,000 Stock Option (Right to Buy)

10 Sep 2026 Form 3: Bertolini Jeffrey, Chief Operating Officer

Holds 22,489 shares of Common Stock

08 Sep 2026 8-K: Departure/Election of Directors or Officers; Compensation; Regulation FD Disclosure

CARLSBAD, Calif., September 8, 2026 (GLOBE NEWSWIRE) -- Carlsmed, Inc. (Nasdaq: CARL) (“Carlsmed” or the “Company”), a medical technology company pioneering AI-enabled personalized spine surgery solutions, today announced that Jeff Berto...

21 Aug 2026 EFFECT
14 Aug 2026 S-3
05 Aug 2026 10-Q
05 Aug 2026 8-K: Results of Operations and Financial Condition
22 Jun 2026 Form 4: Oboyle Kevin C, Director

Received 13,698 shares as a grant or award

22 Jun 2026 Form 4: Sidow Kevin, Director

Received 13,698 shares as a grant or award

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