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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 8 Insider sale notices · 1
Notable Mark Austin filed notice of proposed sale September 12, 2024

2,500 shares · $39,500 · via Global Shares Financial Services, Inc · affiliate

Notable Late filing notice — 10-Q May 15, 2006

(Attach extra sheets if needed.) The Registrant's Quarterly Report on Form 10-QSB for the period ended March 31, 2006 (the "Quarterly Report") could not be filed within the prescribed time period s...

7 more red-flag filings behind a free account

See every red-flag filing Perspective Therapeutics, Inc. has made, with the filing behind each one.

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