$CION

$6.75 +$0.17 (2.58%) Close

$CION Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Company Executives

$CION Management Team

Mr. Stephen Roman

Chief Compliance Officer

Secretary

Age 44

Compensation -

Sex Male

Mr. Eric Pinero

Chief Legal Officer

Age 49

Compensation -

Sex Male

Mr. Mark Gatto

Co-Chairman of the Board

Co-Chief Executive Officer

Age 52

Compensation -

Sex Male

Mr. Michael Reisner

Co-Chairman of the Board

Co-Chief Executive Officer

Age 54

Compensation -

Sex Male

Mr. Gregg Bresner

President

Chief Investment Officer

Age 58

Compensation -

Sex Male

Mr. Keith Franz

Chief Financial Officer

Managing Director

Treasurer

Age 56

Compensation -

Sex Male

Name / Title	Age	Compensation	Sex
Mr. Stephen Roman Chief Compliance Officer Secretary	44	-	Male
Mr. Eric Pinero Chief Legal Officer	49	-	Male
Mr. Mark Gatto Co-Chairman of the Board Co-Chief Executive Officer	52	-	Male
Mr. Michael Reisner Co-Chairman of the Board Co-Chief Executive Officer	54	-	Male
Mr. Gregg Bresner President Chief Investment Officer	58	-	Male
Mr. Keith Franz Chief Financial Officer Managing Director Treasurer	56	-	Male

Board of Directors

From the proxy statement filed Apr 30, 2026

Directors

serving now

Independent

6 of 8

stated in the proxy

Average tenure

10.4 years

from year joined

CEO also chairs the board

Yes

Mark Gatto and Michael A. Reisner

Director	Age	On board	Independent	Committees	Other public boards	Pay
Robert A. Breakstone	88	2012 14 years	Independent	nominating and corporate governance · Chair	None stated	Not stated
Catherine K. Choi	54	2021 5 years	Independent	None stated	None stated	Not stated
Peter I. Finlay	64	2016 10 years	Independent	None stated	None stated	Not stated
Earl V. Hedin	70	2017 9 years	Independent	None stated	None stated	Not stated
Edward J. Estrada	53	2021 5 years	Independent	None stated	CION Grosvenor Infrastructure Fund	Not stated
Mark Gatto Board chair, CEO	53	2011 15 years	Not independent	None stated	CION Ares Diversified Credit Fund, CION Grosvenor Infrastructure Fund	Paid as CEO
Michael A. Reisner Board chair, CEO	55	2011 15 years	Not independent	None stated	CION Ares Diversified Credit Fund, CION Grosvenor Infrastructure Fund	Paid as CEO
Aron I. Schwartz Leaving at the meeting	Not stated	Not stated	Independent	audit · Chair	None stated	Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

3 disclosed in the proxy filed Apr 30, 2026

CIM

A base management fee of approximately $26 million and an incentive fee of approximately $20 million

year ended December 31, 2025

Investment advisory agreement under which the Company pays CIM a base management fee and an incentive fee

With the Company Open in proxy

CIM

Affiliate of the Company's Co-Chairmen, Messrs. Gatto and Reisner, who also serve as Co-Chief Executive Officers of CIM

Approximately $5 million

year ended December 31, 2025

Administration agreement under which the Company reimburses CIM for administrative expenses incurred on the Company's behalf

With the Company Open in proxy

Apollo Investment Administration, L.P.

Affiliate of CIM

Amount not stated

Servicing agreement under which AIA furnished administrative services to the Company and was reimbursed for expenses it incurred on the Company's behalf

With the Company Open in proxy

Comments

Company Executives

$CION Management Team

Mr. Stephen Roman

Mr. Eric Pinero

Mr. Mark Gatto

Mr. Michael Reisner

Mr. Gregg Bresner

Mr. Keith Franz

Board of Directors

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